Роль четко определена с ясными обязанностями, но зарплата значительно ниже рыночных ожиданий, что может снизить привлекательность.
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Низкая зарплатаЧеткие обязанностиГибкие условия работы
Оценка от Hirify AI
Описание вакансии
Текст:
Hirify AI/Оригинал
TL;DR
Senior Director Regulatory Strategy & Readiness (Fintech): Advancing enterprise regulatory strategy, examination readiness, and regulatory change management across a highly regulated financial services organization with an accent on regulatory intelligence, mock examinations, and cross-functional risk governance. Focus on translating regulatory developments into business actions, building readiness programs, and leading complex supervisory engagements.
Location: Remote - Nationwide within the United States
Base salary: $138,000–$200,100 per year, with eligibility for a bonus program.
Develop and execute enterprise regulatory strategy aligned with business priorities, compliance objectives, and risk appetite.
Lead regulatory horizon scanning across the SEC, FINRA, Department of Labor, state insurance and securities regulators, banking regulators, and other authorities.
Design and maintain an enterprise Regulatory Readiness Program, including mock examinations, readiness scorecards, playbooks, tabletop exercises, and escalation protocols.
Translate regulatory developments, examination priorities, enforcement actions, and supervisory themes into recommendations for senior leadership, Compliance, Legal, Risk, and business stakeholders.
Oversee regulatory change management, including impact assessments, implementation plans, governance, evidence requirements, and closure validation.
Build and lead the Regulatory Strategy & Readiness function, represent the organization in executive forums, and develop team members.
Requirements
Bachelor’s degree.
12+ years of progressive experience in financial services compliance, regulatory affairs, legal, risk management, audit, or a related discipline.
Deep knowledge of one or more relevant regulatory regimes, with broad familiarity across SEC, FINRA, DOL, state insurance, state securities, and related supervisory frameworks.
Experience leading regulatory examinations, mock examinations, enterprise compliance initiatives, regulatory change management programs, or complex cross-functional risk programs.
Strong strategic judgment, executive communication, analytical, program management, and organizational leadership skills.
Must be authorized to work for any employer in the United States; visa sponsorship, including CPT/OPT sponsorship, is not available.
Nice to have
Advanced degree, Juris Doctor, or relevant professional certification.
Experience in a broker-dealer, registered investment adviser, insurance, banking, or diversified financial services organization.
Experience presenting regulatory strategy, examination readiness, or regulatory risk matters to executive leadership or senior governance committees.
Experience designing or enhancing enterprise regulatory change management or regulatory intelligence programs.
Culture & Benefits
Flexible remote work environment with reliable high-speed wired internet required.
Medical, dental, vision, and life insurance.
401(k) retirement plan with company matching contributions of up to 6% and financial advisory services.
Tuition reimbursement of up to $5,250 per year.
Paid time off upon hire, company holidays, floating holidays, paid volunteer time, and parental and disability leave programs.
Inclusive Business Resource Groups and a focus on purpose, well-being, and work-life balance.