13 часов назад
Senior Director Regulatory Strategy & Readiness (Fintech)
138 000 - 200 100$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Director Regulatory Strategy & Readiness (Fintech): Advancing enterprise regulatory strategy, examination readiness, and regulatory change management across a highly regulated financial services organization with an accent on regulatory intelligence, risk assessment, and executive governance. Focus on designing mock examinations, coordinating remediation, translating regulatory developments into business actions, and leading a high-performing regulatory readiness function.
Location: Remote - Nationwide within the United States. Applicants must be authorized to work for any employer in the U.S.; visa sponsorship, including CPT/OPT sponsorship, is not available.
Base salary: $138,000–$200,100 per year, with eligibility for a bonus program.
Company
is a financial services organization focused on helping customers achieve financial freedom.
What you will do
- Develop and execute enterprise regulatory strategy aligned with business priorities, compliance objectives, and risk appetite.
- Lead regulatory horizon scanning across the SEC, FINRA, DOL, state insurance and securities regulators, banking regulators, and other authorities.
- Design and maintain the enterprise Regulatory Readiness Program, including mock examinations, playbooks, readiness scorecards, tabletop exercises, and escalation protocols.
- Translate regulatory developments, enforcement actions, examination priorities, and supervisory themes into recommendations for senior leadership, Compliance, Legal, Risk, and business stakeholders.
- Oversee regulatory change management, including impact assessments, implementation plans, governance, evidence requirements, and closure validation.
- Build and lead the Regulatory Strategy & Readiness function, coach team members, allocate resources, and represent the function in executive and governance forums.
Requirements
- Bachelor’s degree.
- 12+ years of progressive experience in financial services compliance, regulatory affairs, legal, risk management, audit, or a related discipline.
- Deep knowledge of one or more relevant regulatory regimes and broad familiarity with SEC, FINRA, DOL, state insurance, state securities, and related supervisory frameworks.
- Experience leading regulatory examinations, mock examinations, enterprise compliance initiatives, regulatory change management programs, or complex cross-functional risk programs.
- Strong strategic judgment, senior stakeholder influence, governance leadership, communication, analytical, program management, and organizational leadership skills.
- Ability to operate at both strategic and execution levels in a complex, highly regulated environment.
Nice to have
- Advanced degree, Juris Doctor, or relevant professional certification.
- Experience in a broker-dealer, registered investment adviser, insurance, banking, or diversified financial services organization.
- Experience presenting regulatory strategy, examination readiness, or regulatory risk matters to executive leadership or senior governance committees.
- Experience designing or enhancing enterprise regulatory change management or regulatory intelligence programs.
Culture & Benefits
- Flexible work environment with support for career mobility and work-life balance.
- Medical, dental, vision, and life insurance.
- 401(k) plan with company matching contributions of up to 6% and financial advisory services.
- Tuition reimbursement of up to $5,250 per year.
- Paid time off upon hire, paid holidays, volunteer time, parental leave, disability benefits, and FMLA programs.
- Business Resource Groups supporting inclusion and collaboration.
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