Senior Compliance Officer (Asset Management)

Location: Hybrid schedule, three days per week, in Boston, New York, Philadelphia, Baltimore, or St. Petersburg, United States

Salary: $150,000–$200,000 annually, depending on location and relevant experience, plus a discretionary bonus.

Company

hirify.global is an asset manager providing investment products and services across global markets.

What you will do

• Support the compliance program under Rule 38a-1 of the Investment Company Act of 1940.
• Monitor SEC regulations, Investment Advisers Act requirements, fund governing documents, and internal policies.
• Oversee compliance for registered private equity, private debt, private credit, venture capital, infrastructure, and ETF products.
• Conduct compliance monitoring, testing, surveillance, investigations, remediation, and recordkeeping.
• Assist with Form ADV and other regulatory filings, SEC examinations, regulatory inquiries, internal audits, and board reporting.
• Coordinate with investment, portfolio management, legal, product, operations, distribution, capital markets, and service-provider teams.

Requirements

• Bachelor’s degree in Finance, Accounting, Business, Law, Economics, or a related field.
• 5–8 years of compliance experience in an investment adviser, asset manager, private fund manager, ETF sponsor, or similar financial institution.
• Direct experience supporting private equity funds, private debt or private credit funds, and/or ETFs.
• Strong knowledge of the Investment Advisers Act of 1940 and SEC regulatory requirements.
• Experience conducting compliance monitoring, testing, and regulatory reviews.
• Strong analytical, organizational, communication, and prioritization skills.

Nice to have

• Experience with registered traditional and semi-liquid investment products.
• Familiarity with Form ADV, SEC examinations, compliance surveillance tools, marketing rule requirements, and private fund regulations.
• Professional certification such as CFA, CPA, JD, IACCP, or equivalent.
• Experience with institutional investors, fund distribution, and capital raising.
• Experience with digital asset ETFs, crypto and tokenized funds, and stablecoins.

Culture & Benefits

• Hybrid work schedule with three office days per week.
• Annual discretionary bonus and 401(k) plan with an 85% company match, subject to IRS limits.
• Medical, dental, vision, insurance, disability, and employee stock investment benefits.
• Three weeks of paid time off in the first year, plus holidays, sick, parental, caregiving, bereavement, and volunteering leave.
• Learning resources, education assistance, career development programs, and employee access to company funds without sales charges.