Investment Compliance Consultant

Location: Milwaukee, WI Corporate; hybrid work arrangement

Salary: $89,360–$134,040 per year

Company

hirify.global is a financial services company focused on helping clients achieve their financial goals.

What you will do

• Support the administration of Rule 206(4)-7 compliance programs for registered investment adviser and private fund products.
• Prepare regulatory filings, including Forms ADV and PF, disclosures, marketing materials, and due diligence responses.
• Monitor account guidelines, regulatory rules, electronic communications, and compliance policies and procedures.
• Design and administer compliance testing programs, including transactional and forensic testing.
• Oversee sub-advisers and service providers through questionnaires, due diligence calls, findings documentation, and follow-up.
• Administer code-of-ethics and personal-trading controls, reporting, certifications, and compliance team workflows.

Requirements

• BA/BS degree.
• Minimum 6 years of professional experience, preferably in compliance, legal, audit, risk management, or a related regulatory field.
• Experience with compliance, reporting, and data systems such as Bloomberg, FIS Employee Compliance Manager, Portfolio Tracker, Micro Focus, and truView.
• High proficiency with Microsoft Word, Excel, Access, Power BI, and PowerPoint.
• Strong organizational, analytical, problem-solving, decision-making, communication, and time-management skills.
• Ability to manage changing priorities, work independently and collaboratively, build consensus, and demonstrate attention to detail and integrity.

Culture & Benefits

• Hybrid work environment with collaboration across portfolio management, investment operations, accounting, legal, internal audit, and other business functions.
• Opportunities to participate in compliance group projects, governance committees, and working groups.
• Focus on continuous improvement of internal processes, project workflows, and compliance procedures.
• Transparent compensation range, with geographic-specific pay structures potentially applying in eligible locations.
• Equal opportunity workplace committed to inclusion and employee development.