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8 дней назад

Assistant Vice President, Funds Legal and Regulatory

120 000 - 165 000$
Формат работы
onsite
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Assistant Vice President, Funds Legal and Regulatory (Fund Compliance): Supporting the legal and regulatory framework for registered and unregistered private wealth funds across U.S. and international markets with an accent on compliance policies, service-provider oversight, AML controls, and regulatory filings. Focus on testing compliance programs, monitoring trading activity against restrictions, reviewing marketing materials, and coordinating cross-functional responses to regulatory and client information requests.

Location: hirify.global Place New York, 225 Liberty Street, Suite 3501, New York, New York

Salary: $120,000–$165,000 annually, plus a short-term cash incentive program.

Company

hirify.global is a global alternative asset manager offering investment strategies across real estate, infrastructure, renewable power and transition, private equity, and credit, with a private wealth platform serving financial intermediaries.

What you will do

  • Develop, implement, enhance, and monitor compliance policies and procedures for U.S. and internationally domiciled wealth vehicles.
  • Oversee internal and third-party service providers supporting registered and unregistered funds.
  • Screen sales intermediaries and oversee anti-money laundering controls at fund service providers.
  • Conduct compliance reviews and testing, including monitoring trading activity against restricted lists, investment restrictions, and regulatory requirements.
  • Review marketing materials and assist with regulatory filings for wealth vehicles.
  • Prepare responses to client questionnaires, checklists, RFPs, and RFIs while collaborating with legal, compliance, operations, finance, distribution, and client service teams.

Requirements

  • Bachelor’s degree or higher.
  • 3–5 years of compliance or audit experience at an investment adviser, or equivalent paralegal experience in an asset management practice at a top-tier law firm.
  • Relevant experience in asset management, capital markets, private equity, securities, or financial services.
  • Ability to analyze regulatory and compliance program requirements, manage multiple priorities, meet competing deadlines, and maintain strong follow-through.
  • Strong interpersonal, communication, organizational, client-orientation, and collaboration skills.
  • Working knowledge of the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related requirements is advantageous; AML compliance experience is beneficial.

Culture & Benefits

  • Work in a collaborative, disciplined, and entrepreneurial environment.
  • Gain exposure to diverse businesses and challenging assignments across the organization.
  • Work with investment, distribution, finance, fund accounting, client service, operations, legal, and compliance professionals.
  • Compensation includes base salary and a short-term cash bonus, with pay decisions considering geography, experience, education, and designations.
  • Positive work environment committed to safety, respect, and equal opportunity.

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