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3 часа назад

Compliance Manager / AML Officer - Transamerica Asset Management

135 000 - 159 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance Manager / AML Officer - Transamerica Asset Management (AML/Regulatory Compliance): Leading the anti-money laundering program and compliance oversight for mutual funds, ETFs, managed accounts, and related service providers with an accent on transaction monitoring, risk assessment, and regulatory compliance. Focus on resolving cross-departmental compliance issues, supervising communications, reviewing adviser and fund materials, and maintaining policies for investment products.

Location: Hybrid role requiring a regular schedule in the Denver, Baltimore, or Cedar Rapids, Iowa offices

Salary: $135,000–$159,000 annually, plus potential annual bonus

Company

hirify.global is an international financial services company providing insurance, retirement, investment, and asset management solutions as part of Aegon.

What you will do

  • Lead and maintain the anti-money laundering program and oversight framework for investment companies.
  • Oversee transfer agents and other service providers supporting mutual funds and related investment products.
  • Manage cross-departmental issue resolution and serve as the primary escalation point for compliance matters.
  • Lead the email supervision system and process.
  • Review adviser and fund marketing materials, intermediary due diligence questionnaires, and proposal requests.
  • Develop compliance policies and procedures, participate in governance committees, and coordinate with internal partners, sub-advisers, and service providers.

Requirements

  • Bachelor’s or advanced degree, professional designation, or equivalent experience.
  • Minimum 8 years of progressive experience in mutual fund and investment adviser compliance.
  • Experience with anti-money laundering programs, regulatory compliance, risk assessment, transaction monitoring, and fraud prevention.
  • Knowledge of the Investment Company Act, Investment Advisers Act, and associated rules and regulations.
  • Strong written and verbal communication, critical-thinking, problem-solving, analytical, interpretive, and organizational skills.
  • Proficiency with Microsoft Office and familiarity with Office 365.

Nice to have

  • Experience serving as an AML Officer.
  • Securities or compliance designations.
  • Exposure to ETFs, separately managed accounts, private funds, and Fund and Adviser Codes of Ethics.
  • Experience applying AI tools to business use cases.

Culture & Benefits

  • Collaborative and inclusive environment with an emphasis on accountability, innovation, and work-life balance.
  • Medical, dental, vision, disability insurance, pension plan, 401(k) match, and employee stock purchase plan.
  • Tuition reimbursement and career training and development opportunities.
  • Paid time off starting at 160 hours annually, ten paid holidays, and eligible paid parental leave.
  • Wellness, adoption assistance, backup care, employee assistance, volunteer PTO, employee resource groups, and inclusion programs.

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