Compliance Manager (Financial Services)

Location: Boston, Massachusetts, United States; in-office collaboration at least four days per week, with flexibility to work from home one day per week.

Base salary: $78,700–$138,200 per year, plus potential variable compensation and benefits.

Company

hirify.global is a diversified financial services organization providing financial planning, asset management, insurance, and annuity services through businesses including Columbia Threadneedle Investments and RiverSource.

What you will do

• Conduct compliance testing of Columbia Threadneedle business functions and participate in global reviews with non-US colleagues.
• Coordinate with business partners to develop and implement effective compliance policies and procedures.
• Research laws and regulations, assess their impact on business practices, and collaborate with Legal partners to resolve compliance issues.
• Monitor industry developments, raise issues, maintain records, and support day-to-day compliance oversight.
• Serve as a compliance subject-matter resource for multiple lines of business and senior stakeholders.
• Analyze business practices and data to identify problems, close recognized gaps, and improve compliance controls.

Requirements

• Bachelor's degree or equivalent four-year education.
• 5–7 years of relevant experience.
• Strong knowledge of the financial services industry.
• Knowledge of SEC, CFTC, state, and other regulatory requirements applicable to investment advisers, registered investment companies, transfer agents, and broker-dealers.
• Strong written and verbal communication, facilitation, and presentation skills.
• Intermediate proficiency in Microsoft Word, Excel, and PowerPoint.
• Valid US work authorization without current or future visa sponsorship requirements is mandatory.

Nice to have

• Experience with middle- or back-office operations for investment companies and investment advisers.
• Experience with non-US investment products such as OEICs and SICAVs.
• Experience developing process flows or diagrams and working knowledge of Microsoft Visio.
• Microsoft Access skills.

Culture & Benefits

• Face-to-face collaboration and relationship-based client service.
• Work-life balance, structured mentoring, career progression, and an inclusive workplace.
• Vacation and sick time.
• 401(k), health, dental, and life insurance benefits.
• Potential bonus, commission, or long-term incentive compensation depending on the role.