1 час назад
Regulatory Risk and Oversight Specialist
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory Risk and Oversight Specialist (Financial Services): Supporting regulatory change frameworks, accountability models, and remediation oversight across Northern Trust’s Asset Servicing business with an accent on regulatory risk governance, stakeholder collaboration, and management reporting. Focus on identifying regulatory-risk hotspots, validating remediation, interpreting metrics, and developing sustainable solutions for complex compliance issues.
Location: Tempe, AZ, United States; full-time office-based role. Travel to other locations may be required.
Company
provides wealth management, asset servicing, asset management, and banking services to individuals, families, corporations, and institutions worldwide.
What you will do
- Support the adoption of regulatory change frameworks and regulatory accountability models across the business.
- Partner with regulatory stakeholders and Lines of Defense to assess regulatory applicability and compliance requirements.
- Identify regulatory risk issues and collaborate with operational leaders on effective, sustainable remediation solutions.
- Produce and review Regulatory Risk Management metrics and reporting for senior business leaders.
- Identify, validate, and oversee remediation of regulatory-risk hotspots affecting Asset Servicing.
- Advise on process improvements and contribute to the Regulatory Risk Management strategy and communications.
Requirements
- Previous experience in regulatory, compliance, risk, or controls environments.
- Strong analytical skills, including the ability to interpret data and communicate complex issues in non-technical language.
- Ability to identify problems, develop solutions, influence stakeholders, and drive execution under tight deadlines.
- Excellent written and verbal communication skills for interaction with senior audiences and management.
- Ability to work strategically in a diverse, matrixed environment while managing detail and adapting to change.
- Must be authorized to work in the United States without current or future employment-based visa sponsorship.
Culture & Benefits
- Flexible and collaborative work culture within a financially stable organization.
- Internal movement is encouraged and senior leaders are accessible.
- Commitment to an inclusive workplace and community support.
- Philanthropy and employee community involvement are integral to the culture.
- Reasonable accommodations are available during the employment process.
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