Senior Advisor, GEIB Compliance (Securities Compliance)

Location: New York, New York, United States; hybrid workstyle

Salary: $75,000–$90,000 per year

Company

hirify.global is a financial services firm focused on client-first service, integrity, independence, and long-term decision-making.

What you will do

• Develop and maintain compliance programs, systems, policies, and procedures.
• Design, implement, and execute risk-based monitoring and testing across applicable policies and procedures.
• Provide written and verbal compliance advice to stakeholders across the firm.
• Participate in risk reviews, audits, examinations, due diligence, investigations, and regulatory change processes.
• Prepare reports, presentations, and regulatory submissions, and provide training to covered business areas.
• Contribute to strategic direction, manage projects independently, and escalate issues appropriately.

Requirements

• Bachelor’s degree in a related discipline and at least three years of experience in financial services, compliance, or risk management, or an equivalent combination of education, experience, and training.
• Knowledge of securities industry compliance, including the three-lines-of-defense model, information barriers, and conflicts of interest.
• Knowledge of SEC and FINRA rules relevant to corporate finance, equity research, communications, supervision, registration, and securities transactions.
• Understanding of financial markets, research products, and investment banking transaction structures and processes.
• Ability to analyze information, apply regulations and policies, conduct inquiries, prepare regulatory materials, and communicate effectively with varied stakeholders.
• Ability to manage multiple priorities, work independently and collaboratively, maintain attention to detail, and meet deadlines.

Nice to have

• Additional licenses or certifications demonstrating knowledge of industry regulations and concepts.

Culture & Benefits

• Hybrid work environment with less than 25% travel.
• Medical, dental, and vision coverage may be available.
• Life, critical illness, accident, and disability insurance may be available.
• Retirement savings, paid vacation, holidays, sick leave, and parental leave may be available.
• People-first culture emphasizing professional growth, collaboration, accountability, client focus, and continuous improvement.