Compliance Analyst (Investment Compliance)

Location: New York, NY, United States; hybrid work format

Salary: $80,000–$110,000 per year, plus discretionary bonus and benefits.

Company

hirify.global operates a global compliance program supporting investment advisory and broker-dealer activities.

What you will do

• Review and analyze reports generated by surveillance systems and address identified issues.
• Provide guidance on the Compliance Manual, Code of Ethics, Restricted List, money laundering prevention, outside activities, and gifts and entertainment.
• Conduct email surveillance and prepare regulatory filings, including Forms 13G and 13D.
• Support regulatory examinations, inquiries, investigations, compliance testing, and firm-wide projects.
• Deliver new-hire and annual compliance training and update related content.
• Maintain and draft policies and procedures, approve employee requests, enhance surveillance systems with Technology, and prepare compliance communications.

Requirements

• 1–5 years of investment advisory or broker-dealer compliance experience.
• Bachelor’s degree.
• Strong analytical, communication, interpersonal, organizational, and attention-to-detail skills.
• Ability to manage multiple priorities and interact effectively with all levels of management.
• Must be authorized and have the right to work in the United States without current or future sponsorship.

Nice to have

• Experience with equity and fixed-income securities products.
• Familiarity with futures, commodities, currencies, and derivatives.
• Experience with Global Relay Archive & Compliance.

Culture & Benefits

• Collaborative work across the firm’s global compliance program.
• Paid time off and medical, dental, and vision insurance.
• Retirement and life insurance benefits for eligible employees.
• Discretionary bonus eligibility.