2 дня назад
Product Counsel, Meridian (Fintech)
275 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Product Counsel, Meridian (Fintech): Structuring and counseling private-market securities products and transactions across design, development, launch, and scale with an accent on broker-dealer obligations, securities regulation, disclosure frameworks, and resale mechanics. Focus on translating complex legal analysis into scalable product requirements, regulatory controls, and operational processes for private placements, secondaries, and marketplace infrastructure.
Location: San Francisco, CA or New York City, NY; hybrid attendance required at least 2 days per week
Base salary: $275,000+ annually, plus benefits and equity.
Company
operates Meridian, a wealth platform providing self-directed investors with access to private-market investment products.
What you will do
- Own legal product counseling across product design, development, launch, scaling, and ongoing maintenance.
- Structure private-market securities products and transactions, including primary offerings, company and fund secondaries, feeder vehicles, buyer aggregation vehicles, and broker-dealer-enabled execution.
- Advise on broker-dealer obligations, FINRA rules, Regulation Best Interest, suitability, private-placement due diligence, communications review, investor eligibility, AML/KYC, licensing, books and records, and supervisory frameworks.
- Analyze securities, investment company, investment adviser, blue sky, tender-offer, and Regulation ATS requirements.
- Develop vehicle documents, product terms, risk and conflicts disclosures, and buyer and seller communications.
- Design scalable legal review and escalation processes, and translate regulatory developments into product requirements while aligning with product, engineering, compliance, operations, business development, and marketing.
Requirements
- JD and active bar membership in good standing.
- 6–10 years of relevant legal experience.
- Experience advising or working within a registered broker-dealer, preferably involving private placements, private securities, alternative investments, or secondary transactions.
- Deep knowledge of the Securities Act, Exchange Act, Regulation D, FINRA rules, broker-dealer regulation, Regulation Best Interest, suitability, offering due diligence, communications review, and supervisory systems.
- Understanding of the Investment Company Act, Investment Advisers Act, private-fund exemptions, transfer mechanics, tender-offer analysis, state blue sky laws, marketplace regulation, or ATS regulation.
- Product counseling experience in fintech, trading or marketplace infrastructure, venture capital, private funds, or another tightly regulated financial product.
Culture & Benefits
- Hybrid in-office model with attendance on Tuesdays and either Wednesday or Thursday.
- Competitive base salary, benefits, and equity package.
- Values emphasize accelerating innovation and building the future of private markets.
- Complementary strengths and learning by doing are valued.
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