обновлено 7 дней назад
Senior Compliance Officer (Corporate Functions Compliance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Compliance Officer (Corporate Functions Compliance): Executing oversight activities and providing regulatory compliance advisory across enterprise risk management, model quantification, credit risk, legal, data governance, whistleblower, ESG, and marketing with an accent on regulatory monitoring, risk assessment, and control effectiveness. Focus on analyzing regulatory changes, coordinating remediation, strengthening compliance controls, and leading process improvements within a hybrid banking environment.
Location: Toronto, ON, at Toronto-81 Bay, 31st Floor; hybrid work with 2–3 days per week on-site
Company
is a relationship-oriented bank focused on helping clients and managing regulatory and operational risks across its financial services business.
What you will do
- Serve as the primary Oversight Function Lead for Corporate Function Compliance and support the RCM Accountable Officer.
- Monitor regulatory developments, assess their impact, and communicate actionable guidance to business units and RCM Portfolio Managers.
- Conduct risk assessments, evaluate new initiatives, advise on compliance measures, and coordinate remediation of deficiencies.
- Provide advisory support on Enterprise Risk Management, Model Quantification, Credit Risk, Legal, Data Governance, Whistleblower, ESG, and Marketing requirements.
- Prepare RCM reports and metrics, maintain compliance documentation, and assess control effectiveness.
- Lead process improvements, guide business units in executing the RCM Program, and promote operational excellence.
Requirements
- Certified professional with a university degree and 5–10 years of progressively responsible business experience.
- Expertise in reviewing complex legal and regulatory documentation, monitoring regulatory changes, and implementing controls, policies, and procedures.
- Deep understanding of risk assessment methodologies, control frameworks, and regulatory environments applicable to financial institutions.
- Strong verbal, written, and presentation skills, with the ability to build effective internal and external stakeholder relationships.
- Advanced problem-solving, judgment, critical thinking, prioritization, and independent project-management skills.
- Must be legally eligible to work in Canada and hold a valid work or study permit where applicable.
Culture & Benefits
- Hybrid work arrangement with remote work on days not spent on-site.
- Competitive salary, incentive pay, banking benefits, and a benefits program.
- Defined benefit pension plan, employee share purchase plan, vacation, and wellbeing support.
- Professional development opportunities and a paid Purpose Day for personal growth initiatives.
- Inclusive workplace with accessible candidate support and recognition programs.
Hiring process
- Some applicants may complete an attribute-based assessment or other skills tests, including French proficiency testing where applicable.
- Artificial intelligence tools may be used during recruitment.
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