40 минут назад
Institutional Financial Operations, Associate Director/Sr. Associate Director (Fintech)
115 000 - 140 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Institutional Financial Operations, Associate Director/Sr. Associate Director (Brokerage Finance): Managing regulatory financial operations and liquidity workflows supporting self-clearing and institutional brokerage infrastructure with an accent on net capital and reserve calculations, clearing operations, and suspense management. Focus on liquidity stress testing, resolving reconciliation exceptions, scaling operational controls, and building financial operations tooling with Engineering and product teams.
Location: Onsite at the St. Petersburg, Florida Global HQ; the role may also sit in the New York office.
Salary: $115,000–$140,000 annually at Associate Director level and $140,000–$165,000 annually at Sr. Associate Director level, plus discretionary bonus and benefits.
Company
is a global digital brokerage and fintech platform providing trading, market data, and analytical tools to individual and institutional investors.
What you will do
- Manage daily SEC Rule 15c3-1 net capital and SEC Rule 15c3-3 reserve calculations.
- Support liquidity management, cash-flow monitoring, funding workflows, clearing, and settlement operations.
- Monitor and resolve clearing cash suspense breaks, reconciliation issues, and brokerage operational exceptions.
- Partner with Finance leadership on liquidity stress testing, capital forecasting, and operational risk analysis.
- Support institutional brokerage buildouts, self-clearing functions, omnibus agreement workflows, and scalable operational infrastructure.
- Work with Operations, Risk, Institutional, Legal, Engineering, developers, and product teams to improve workflows and automate controls.
Requirements
- 5–8+ years of experience in broker-dealer financial operations, brokerage accounting, or financial control environments.
- Strong understanding of SEC Rule 15c3-1 and SEC Rule 15c3-3 calculations and their operational impact.
- Experience with a carrying broker-dealer, self-clearing firm, or institutional brokerage environment.
- Hands-on experience with financial clearing operations, suspense management, liquidity workflows, and brokerage financial operations.
- Ability to work cross-functionally and manage operational or institutional infrastructure projects.
- Strong understanding of brokerage operational flows and transactions moving through finance and general ledger environments.
Nice to have
- Series 27 license, especially for candidates without an accounting degree.
- Experience with self-clearing or omnibus brokerage structures.
- Experience in global broker-dealer or institutional brokerage environments.
- Experience partnering with technology teams on automation, operational tooling, or system buildouts.
- CPA certification.
Culture & Benefits
- 100% paid medical and dental insurance for employees and dependents, plus vision insurance.
- 401(k) match, commuter benefits for New York positions, and short-term disability coverage.
- Paid time off, parental leave, personal and sick days, volunteer days, and company holidays.
- Fitness, wellness, and pet insurance benefits.
- Tuition reimbursement for relevant degrees, certifications, and training.
- Office perks including catered meals, stocked kitchens, and monthly happy hours.
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