4 часа назад
Business Operations Manager (Fintech)
117 000 - 131 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Business Operations Manager (Fintech): Building and operating end-to-end brokerage, account, cashiering, and compliance workflows for a new broker-dealer with an accent on reconciliation, regulatory reporting, and operational controls. Focus on designing scalable processes, resolving trade and account exceptions, and deploying AI-driven automation for anomaly detection and audit preparation.
Location: NYC office, on-site in the United States
Salary: $117,000–$131,000 per year, plus equity
Company
is a Series B fintech company building an AI-native technology and operations platform for independent financial advisors and wealth management.
What you will do
- Build and run end-to-end operational workflows across the broker-dealer lifecycle, from trade setup through settlement.
- Establish post-trade monitoring, reconciliation, error correction, quality-control, and corporate action processes.
- Design workflows for client money movement, deposits, account setup exceptions, account restrictions, and anomalous activity escalation.
- Support FINRA and audit requests and prepare client complaint and resolution reports.
- Partner with Investment Operations, Legal & Compliance, Product, Engineering, and third-party vendors.
- Identify and deploy AI tools and agentic workflows for reconciliation, exception detection, approvals, reporting, and audit preparation.
Requirements
- 3–5 years of experience across investment banking, consulting, or fintech startups.
- Experience building an operations function or scalable processes from the ground up in a high-growth environment.
- Strong attention to detail and process orientation, including the ability to create SOPs and operational controls.
- Comfort working with ambiguity and managing multiple workflows simultaneously.
- Experience partnering across Investment Operations, Compliance/Legal, and Product/Engineering.
- Comfort using AI and automation tools to reduce manual reconciliation and exception-detection work.
Nice to have
- Experience at an introducing broker-dealer or clearing firm.
- Familiarity with cashiering operations, money movement and wire approvals, and AML alert monitoring.
- Working knowledge of the trade lifecycle and FINRA/SEC compliance reporting.
- SIE, Series 4, or Series 53 certification.
Culture & Benefits
- Competitive salary and equity package.
- Unlimited paid time off and paid company holidays.
- Medical, dental, vision, 401(k), commuter, and HSA/FSA plans.
- NYC office with lunch and snacks provided.
- Virtual mental health care, health concierge services, and counseling through an employee assistance program.
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