Post Trade Compliance Analyst

Location: Hybrid in Denver, Colorado; Boston, Massachusetts; or Waltham, Massachusetts

Salary: $55,000–$120,000 USD annually in Colorado; $73,000–$140,000 USD annually in Massachusetts

Company

SS&C provides financial services and healthcare technology, combining proprietary platforms with industry expertise to support investment management and operational processes.

What you will do

• Perform daily post-trade compliance testing across multiple investment portfolios using automated monitoring systems such as Eze Compliance.
• Investigate potential compliance breaches by reviewing holdings, trading activity, prospectuses, SAIs, client guidelines, and applicable regulations.
• Collaborate with investment advisers, compliance officers, portfolio managers, fund accounting, legal teams, custodians, and clients.
• Document compliance determinations, maintain audit trails, resolve client inquiries, and support periodic compliance reporting.
• Implement new compliance rules, onboard clients, code investment restrictions, and validate security classifications, issuer attributes, benchmarks, and market data.
• Participate in UAT and data validation while identifying opportunities for automation, process improvement, and standardized documentation.

Requirements

• Bachelor’s degree in Finance, Accounting, Economics, Business, or a related field, or equivalent experience.
• 1–4 years of experience in investment compliance, fund accounting, portfolio accounting, operations, or asset management.
• Strong understanding of financial markets and securities, including equities, fixed income, bank loans, ETFs, mutual funds, derivatives, and alternative investments.
• Working knowledge of the Investment Company Act of 1940 and common regulatory investment restrictions.
• Strong analytical, investigative, communication, organizational, and problem-solving skills with exceptional attention to detail.
• Advanced proficiency in Microsoft Excel.

Nice to have

• Experience with automated compliance monitoring platforms and investment systems such as Bloomberg, Geneva, or Advent.
• Experience reviewing prospectuses, SAIs, investment guidelines, or compliance manuals.
• Exposure to RICs, closed-end funds, interval funds, ETFs, or private funds.
• Experience with SEC Rule 35d-1, Sections 5(b), 12(d), 18, Rule 12d3-1, Rule 18f-4, and related Investment Company Act requirements.

Culture & Benefits

• Medical, dental, and vision coverage.
• 401(k) plan with company match.
• Paid time off, holidays, and parental leave.
• Professional development reimbursement opportunities.
• Eligibility for discretionary annual bonuses and/or equity awards based on individual and business performance.