2 дня назад
Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst
75 000 - 100 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Analyst (Global Banking & Markets/FICC): Providing real-time compliance coverage and regulatory risk advice for commodities sales, trading, and financing activities with an accent on transaction review, regulatory interpretation, and control development. Focus on designing policies and training, handling investigations and audits, and reviewing trade surveillance escalations.
Location: New York, NY, United States
Salary: USD 75,000–100,000 per year
Company
provides compliance and risk management oversight across its Global Banking & Markets business.
What you will do
- Provide real-time compliance advice to commodities sales, trading, and business teams on transactions, products, initiatives, and errors.
- Analyze, interpret, and implement new laws, rules, and regulations.
- Develop policies, procedures, best practices, strategic solutions, and compliance training.
- Handle regulatory and internal investigations, audits, and escalations.
- Identify and manage regulatory, legal, and reputational risks.
- Review daily trade surveillance reports and escalate significant or unresolved issues.
Requirements
- Bachelor’s degree.
- 0–3 years of relevant professional experience.
- Proficient to advanced skills in Excel, PowerPoint, Word, and Outlook.
- Strong analytical, organizational, communication, and interpersonal skills.
- Ability to work independently in a fast-paced, pressured environment and manage multiple priorities.
- Integrity, ethical standards, sound judgment, attention to detail, and the ability to resolve conflict and remain calm under pressure.
Culture & Benefits
- Work within an independent compliance control function serving as part of the firm’s second line of defense.
- Collaborate with professionals from compliance, legal, sales, trading, and other control functions.
- Engage with complex commodities products, including derivatives, futures, swaps, structured financing, and intermediation activities.
- Operate in a fast-changing regulatory environment with exposure to challenging risk and compliance matters.
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