4 дня назад
Head of Korea Compliance
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Head of Korea Compliance (Financial Regulation): Providing primary compliance support for equities, options, and futures trading activities in Korea with an accent on Korean trading laws, market structure, and algorithmic proprietary trading. Focus on advising business and algorithm development teams, liaising with Korean regulators, reviewing new initiatives, and managing trade surveillance and regulatory examinations.
Location: Seoul, South Korea
Company
applies scientific research and sophisticated computing to algorithmic trading and financial markets.
What you will do
- Provide practical guidance on Korean regulatory requirements, including high-frequency trading surveillance guidelines.
- Advise algorithm development and business development teams on Korea compliance matters.
- Build relationships with and act as a liaison to Korean regulators, including the FSS and KRX.
- Review new business initiatives for compliance before launch and support compliance risk assessments.
- Design and review trade surveillance reports and maintain compliance policies and procedures.
- Investigate regulatory inquiries and prepare accurate responses for examinations.
Requirements
- Bachelor’s degree or higher in finance, law, or a related field.
- 15+ years of direct experience with Korean regulatory matters and strong relationships with Korean regulators.
- Extensive knowledge of Korean market structure.
- Strong familiarity with algorithmic proprietary trading strategies and technology concepts.
- Korean as a first language and English proficiency are required.
- Excellent communication and organizational skills, including the ability to manage multiple complex initiatives.
Culture & Benefits
- Research-driven environment focused on automation and algorithmic trading.
- Collaborative culture that values openness, transparency, and ideas from employees at all levels.
- Global community with diverse expertise and offices worldwide.
- Equal opportunity workplace.
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