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10 часов назад

Compliance Manager (Hong Kong)

Тип работы
fulltime
Грейд
senior
Английский
c1
Страна
China
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance Manager (Hong Kong) (Financial Markets): Ensuring compliance with SFC and HKEX rules for securities and futures trading in Hong Kong and China Connect markets with an accent on regulatory monitoring, policy interpretation, and trade surveillance. Focus on building compliance monitoring plans, reviewing market conduct and trade execution, managing regulatory filings, and liaising with SFC and HKEX officials.

Location: Hong Kong

Company

hirify.global is a diversified trading firm that combines sophisticated technology and trading expertise across global financial markets, with additional strategies in real estate, venture capital, and cryptoassets.

What you will do

  • Ensure compliance with SFC and HKEX rules for Type 1 and Type 2 regulated activities.
  • Monitor regulatory and exchange developments in Hong Kong and China Connect markets.
  • Interpret new rules, educate colleagues, and update policies and procedures.
  • Create and implement the Hong Kong compliance program and monitoring plan.
  • Manage regulatory and exchange filings and liaise with SFC and HKEX officials.
  • Perform market conduct monitoring, trade surveillance, communication reviews, and trade execution reviews.

Requirements

  • Degree in finance, quantitative finance, risk, or a related field.
  • 5–7 years of relevant financial services experience in Hong Kong, within a compliance department or with the SFC.
  • Deep knowledge of Hong Kong SFC and HKEX regulations for dealing in securities and futures.
  • Strong Excel skills and experience working with large data sets.
  • Reliable, organised, proactive, and detail-oriented approach with strong communication skills.
  • Cantonese speaking ability and fluent English are required.

Nice to have

  • VBA, SQL, or Python skills.
  • Familiarity with surveillance products.

Culture & Benefits

  • Work with a global compliance team and the Head of Compliance for the APAC region.
  • Operate in a dynamic, fast-paced environment with high expectations and a focus on integrity.
  • Contribute to an innovative culture that values autonomy, curiosity, respect, and challenging consensus.

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