2 дня назад
Broker Education and Support Role (Risk & Compliance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Broker Education and Support Role (Risk & Compliance): Supporting risk, compliance, governance, assurance, and audit activities for a digital mortgage and property platform with an accent on control testing, post-settlement reviews, and regulatory support. Focus on identifying process gaps, tracking remediation actions, and strengthening operational controls across financial services processes.
Location: Makati City, Metro Manila, Philippines; hybrid arrangement with at least two days per month in the Makati office
Company
A digital platform business operating mortgage, property search, conveyancing, brokerage, and buyer-agent services across Australia and the Philippines.
What you will do
- Support risk, compliance, legal, governance, and operational activities, including maintaining incidents, issues, KRIs, actions, and governance records.
- Conduct assurance reviews, compliance monitoring, control testing, and post-settlement compliance reviews.
- Support internal and external audits, panel lender reviews, ASIC reference checks, supplier risk assessments, and regulatory requests.
- Identify compliance risks, control gaps, process weaknesses, and operational inefficiencies.
- Track audit findings, remediation actions, follow-up reviews, and issue closure.
- Work with stakeholders to improve controls, governance, assurance practices, and risk management outcomes.
Requirements
- At least one year of experience in quality assurance, compliance monitoring, assurance reviews, audit, risk, or governance.
- Clear spoken and written communication, strong attention to detail, and the ability to remain calm under pressure.
- Ability to manage multiple tasks, meet deadlines, analyse trends, and identify process gaps.
- Ability to build positive working relationships and collaborate with stakeholders.
- Understanding of compliance obligations and regulatory frameworks such as Best Interest Duty, Responsible Lending, and ASIC guidelines is preferred.
- Relevant tertiary qualification is preferred but not essential.
Nice to have
- Experience in financial services, mortgage broking, banking, compliance, assurance, or risk.
- Exposure to Best Interest Duty, Responsible Lending, and ASIC guidelines.
Culture & Benefits
- Hybrid work arrangement supporting work-life balance, with regular collaboration from the Makati office.
- Holistic wellbeing programs with 24/7 support.
- HMO coverage for the employee and one dependent, plus life insurance from the first day.
- Twenty vacation days and five sick days, along with government-mandated SSS, PhilHealth, and Pag-IBIG benefits.
- Monthly internet subsidy, ongoing training, and career development pathways.
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