Назад
Company hidden
4 дня назад

Regulatory & Compliance - Associate (Fintech)

5 833 - 7 917$
Формат работы
hybrid
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
Для мэтча и отклика нужен Plus

Мэтч & Сопровод

Для мэтча с этой вакансией нужен Plus

Описание вакансии

Текст:
/

TL;DR

Regulatory & Compliance - Associate (Fintech): Preparing and managing U.S. and international regulatory filings with an accent on data quality, compliance procedures, and regulatory analysis. Focus on interpreting evolving federal, state, and non-U.S. requirements, improving reporting scalability, and coordinating complex deadlines with senior stakeholders.

Location: Salt Lake City, Utah, United States; hybrid schedule with office work Monday–Thursday and remote work on Friday.

Salary: $70,000–$95,000 base salary, plus equity and an annual performance bonus.

Company

hirify.global provides technology and investment solutions focused on alternative investments and wealth management.

What you will do

  • Collect, aggregate, and validate data for U.S. and international regulatory filings, including Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, Regulation D, and blue-sky filings.
  • Develop, update, and implement procedures that support accurate and robust regulatory reporting.
  • Monitor industry compliance initiatives and federal, state, and international regulatory developments.
  • Assess regulatory and operational changes, communicate material impacts to senior management, and support compliance decisions.
  • Collaborate with internal and external stakeholders to improve data quality, operational readiness, scalability, and efficiency.
  • Support ad hoc compliance matters and manage multiple deadlines and projects.

Requirements

  • 2–5 years of registered investment adviser experience, preferably involving regulatory filings.
  • Experience with alternative investments and compliance restrictions related to private placements and private-fund SEC filings.
  • Ability to lead discussions and initiatives with senior internal and external stakeholders.
  • Strong organization, attention to detail, interpersonal skills, and leadership capabilities.
  • Proficiency in Microsoft Excel and Microsoft Word, with the ability to quickly learn additional technologies.

Culture & Benefits

  • Hybrid work model with four office days and one remote day per week.
  • Equity eligibility for all full-time employees and an annual performance bonus.
  • Employer-matched retirement plan.
  • Subsidized healthcare, with employer-paid dental, vision, telemedicine, and virtual mental health counseling.
  • Parental leave and unlimited paid time off.

Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →