Regulatory Controller (Asset & Wealth Management)

TL;DR

Regulatory Controller (Asset & Wealth Management): Managing global regulatory reporting obligations and control frameworks for a major financial institution with an accent on SEC, CFTC, and international fund regulations. Focus on driving data quality, implementing strategic technology solutions, and ensuring compliance across complex asset classes and investment strategies.

Location: Must be based in Jersey City, NJ, United States

Salary: $85,000 - $140,000

Company

A leading global financial institution providing investment banking, securities, and investment management services.

What you will do

• Drive the preparation, review, and submission of regulatory filings to global regulators.
• Partner with internal stakeholders and external vendors to oversee data sourcing and reporting quality.
• Serve as a subject matter expert for assigned regulations, business areas, and datasets.
• Lead the investigation and resolution of data quality issues and enhance data governance practices.
• Support the design, testing, and implementation of strategic technology solutions and reporting infrastructure.
• Identify opportunities to streamline processes through self-service solutions and the effective use of artificial intelligence.

Requirements

• Bachelor's degree required.
• 4+ years of relevant experience in asset management, regulatory reporting, fund accounting, or compliance.
• Strong knowledge of financial products, markets, and investment strategies.
• Proven ability to work independently while collaborating across diverse teams.
• Strong analytical, problem-solving, and project management skills.
• Detail-oriented mindset with a focus on control and risk management.

Nice to have

• CFA, CPA, or MBA qualification.
• Experience with technology transformation initiatives.
• Interest in global regulatory developments.

Culture & Benefits

• Opportunity to work within a global, regulated financial institution.
• Exposure to complex regulatory calculations and strategic technology transformations.
• Collaborative environment working with portfolio managers, engineering, and legal teams.
• Focus on professional development and subject matter expertise.