Lead Financial Operations (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Lead Financial Operations (Fintech): Managing regulatory reporting and financial operations for a futures commission merchant (FCM) with an accent on NFA and CFTC compliance. Focus on overseeing daily regulatory filings, mentoring a team of associates, and enhancing internal controls and automation.
Location: Must be based in Chicago, IL. Hybrid schedule (Tuesday–Thursday in office).
Salary: $85,000 – $110,000 USD + 8% target bonus
Company
is an industry-leading retail trading platform and futures broker empowering over 2 million users worldwide.
What you will do
- Own the timely and accurate completion of all daily regulatory filings, monthly 1-FR-FCM reports, and NFA/CFTC segregation reporting.
- Serve as the final quality control reviewer for team reconciliations and general ledger accuracy.
- Directly manage, coach, and develop a team of Financial Operations Associates.
- Lead process improvement initiatives to increase automation and reduce operational risk.
- Partner with Product, Compliance, Risk, and Technology on new initiatives and product launches.
- Act as the primary liaison during regulatory examinations and audits.
Requirements
- Bachelor's degree in Finance, Accounting, Economics, or a related field.
- 3–5 years of experience in financial operations or regulatory reporting within an FCM or broker-dealer.
- Working knowledge of NFA and CFTC segregation rules and FCM regulatory reporting requirements.
- Prior experience leading, mentoring, or developing a team.
- Must be based in Chicago, IL.
Culture & Benefits
- Hybrid work model with additional flex remote days and office-optional weeks.
- 401k plan with 3.5% company match.
- Comprehensive Health, Vision, and Dental coverage.
- Life and Disability Insurance covered 100% by the company.
- Generous PTO, paid parental bonding leave, and 7 paid holidays annually.
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