Senior Consultant, Business Controls (Asset Management)

Senior Consultant, Business Controls - Global Asset Management

Company

CIBC

Conditions

12 hours agoSenior Toronto, ON Hybrid Full Time Auditing Jobs by CIBC

CIBC CIBC is a Canadian banking company providing personal, business, commercial, wealth-management, investment, lending, payment, and insurance services. It serves individual consumers, businesses, commercial clients, and institutional investors. Distributed Projects CIBC Rewards Customer Engagement Platform CIBC Investor's Edge Service Provider CIBC Global Asset Management Service Provider About CIBC CIBC operates a broad financial-services business with banking centres, online and mobile banking, bank accounts, credit cards, mortgages, loans, lines of credit, investments, money transfers, and insurance products. It also provides business and commercial banking, private wealth, Imperial Service, capital markets, and asset-management services. Its clients include personal banking customers, students, newcomers, seniors, businesses, commercial organizations, and institutional investors. View jobs by CIBC

Skills

Analysis Auditing Banking Cira Client Service Compliance Controls Deficiency Management Incident Reporting Internal Audit Operational Risk Problem Solving Project Management Rcsa Regulatory Requirements Relationship Management Risk Management Sox

About the Role

As a Senior Consultant, Business Controls, you will act as a trusted partner and risk advisor to the CAO Functional Group supporting Global Asset Management. You will lead risk assessments such as Change Initiative Risk Assessments, Risk and Control Self-Assessments, and Regulatory Group Topic Assessments for the Global Asset Management Line of Business. You will oversee the management of controls, identify and address deficiencies, guide remediation activities, and serve as the primary relationship manager for the Global Asset Management portfolio. You will manage key relationships with business partners, 2nd and 3rd lines of defense for operational risk matters. You will proactively identify risk exposures and control gaps, analyze and synthesize operational losses, root causes, and control gaps, and propose recommendations to mitigate risk exposures. You will lead incident reporting investigations and the Change Initiative Risk Assessment process, ensuring all material risks are identified and compliant with policy. You will lead the completion of all Control Framework requirements, act as a risk and control subject matter expert, lead internal audits and compliance exams, and manage self-assessment processes. You will develop and recommend changes to Key Accountabilities and Responsibilities and formal key Control and Non-Key Control testing programs. You will develop reporting and summarize control testing results in preparation for executive reviews and sign-off processes.

Requirements

• Experience or knowledge of banking and associated risks and controls
• Experience in a risk or governance function in a bank or audit is considered an asset
• Current accreditation and good standing as a CPA, CIA, or MBA, or pursuing a relevant designation, or holding a relevant business degree

Responsibilities

• Lead risk assessments such as Change Initiative Risk Assessments, Risk and Control Self-Assessments, and Regulatory Group Topic Assessments for Global Asset Management
• Oversee the management of controls and proactively identify and address deficiencies
• Guide remediation activities and serve as the primary relationship manager for the Global Asset Management portfolio
• Manage key relationships with business partners, 2nd and 3rd lines of defense for operational risk matters
• Proactively identify risk exposures and control gaps and analyze and synthesize operational losses, root causes, and control gaps
• Propose recommendations to mitigate risk exposures and control gaps
• Lead incident reporting investigations and the Change Initiative Risk Assessment process
• Ensure all material risks are identified and compliant with policy
• Manage all deficiencies for the Line of Business and ensure closure dates are met
• Lead the implementation of remediation plans for targeted control gaps and special projects
• Lead the completion of all Control Framework requirements
• Act as a risk and control subject matter expert
• Lead internal audits and compliance exams for the business
• Provide ongoing management of self-assessment processes
• Participate in larger, more complex business, governance, and regulatory projects to identify risk and control issues
• Recommend solutions and develop control requirements
• Develop and recommend new or changed Key Accountabilities and Responsibilities and formal key Control and Non-Key Control testing programs
• Develop reporting and summarize control testing results for executive reviews and sign-off processes
• Provide peer mentoring and indirect people leadership through influencing, coaching, and negotiation

Benefits

• Hybrid work arrangement
• Banking benefits
• Benefits program
• Defined benefit pension plan
• Employee share purchase plan
• Vacation offering
• Wellbeing support
• MomentMakers social recognition program
• Purpose Day paid day off for growth and development

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