Compliance Manager (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Manager (Fintech): Provide independent second line of defense oversight and challenge over regulatory compliance for a UK business bank serving SMEs with an accent on FCA, PRA, SMCR, and regulatory reporting frameworks. Focus on maintaining and developing compliance frameworks, regulatory change management, breach oversight, and senior governance reporting.
Location: Hybrid in London Office, must be based in the United Kingdom
Company
is the UK’s fastest growing fintech company focused on serving established SMEs with tailored financial services.
What you will do
- Provide 2LOD oversight, advice, and challenge on FCA, PRA, PSR, FSCS, and other regulatory obligations.
- Maintain and develop the regulatory compliance framework, obligations inventory, and regulatory change processes.
- Support regulatory reporting governance, breach management, and senior governance reporting.
- Review and challenge new product compliance and support perimeter and permissions assessments.
- Produce compliance management information for senior management and governance forums.
- Support SMCR governance, regulatory engagement, and compliance training initiatives.
Requirements
- Must have strong UK banking regulatory compliance experience in dual-regulated banks, SME lenders, or comparable financial services.
- Detailed knowledge of FCA and PRA regulations including SYSC, SUP, PRIN, BCOBS, FIT, PERG, SMCR, regulatory reporting, payments regulation, and FSCS.
- Ability to interpret regulatory requirements into practical controls, evidence, and business guidance.
- Comfortable using MI, KRIs, breach data, and audit findings to drive remediation.
- Experience with AI-enabled tools for analytics with attention to data quality and governance.
- Strong communication skills and ability to challenge senior stakeholders while maintaining 2LOD oversight distinction.
Culture & Benefits
- Full onboarding and ongoing development opportunities.
- Flexible and hybrid working options.
- Regular social activities and family-friendly policies.
- Pension contributions, discretionary bonus scheme, private health cover, and life assurance.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →