Associate, Business Audit (Fintech)

TL;DR

Associate, Business Audit (Finance): Providing independent assurance for the firm's internal control structure with an accent on risk-based auditing and regulatory compliance. Focus on evaluating control designs, executing audit test plans, and analyzing enterprise risk drivers to ensure operational effectiveness.

Location: Onsite in Salt Lake City, UT, United States

Company

A leading global investment banking, securities, and investment management firm.

What you will do

• Plan, execute, and report on risk-based and regulatory audits of various business areas.
• Assess the design and operating effectiveness of internal controls to mitigate enterprise risks.
• Collaborate with senior business stakeholders to understand risk drivers and define the control environment.
• Perform detailed walkthroughs to evaluate control adequacy and develop comprehensive test plans.
• Draft commercially effective audit reports with clear, concise findings and remediation plans.
• Apply data analysis techniques to derive business conclusions and drive audit projects.

Requirements

• Bachelor's degree in Finance, Accounting, Financial Risk Management, Business Analytics, or a related field.
• 3 years of experience in internal audit or a closely related role.
• Experience assessing the likelihood and impact of internal control weaknesses.
• Proven ability to independently assess internal control structures and conformance with regulatory requirements.
• Skill in analyzing enterprise risks and evaluating the effectiveness of risk remediation actions.

Culture & Benefits

• Commitment to equal opportunity employment and a non-discriminatory workplace.
• Opportunity to work within a global internal audit division of a major financial institution.
• Exposure to complex global management structures and high-stakes regulatory environments.