Compliance Analyst (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Compliance Analyst (Fintech): Maintaining and operationalizing a compliance program for a healthcare financing platform with an accent on US state licensing and regulatory filings. Focus on monitoring compliance activities, managing consumer complaints, and reviewing marketing materials for regulatory alignment.
Location: Remote or Hybrid (Irvine, CA)
Company
is a technology-based, point-of-sale financing company that helps healthcare providers offer flexible payment solutions to patients.
What you will do
- Maintain, review, and enhance the company's compliance program.
- Manage US state licensing and corporate registration filings and engage with state regulators.
- Respond to auditors, bank partners, and third parties during due diligence and compliance reviews.
- Review and update company policies and procedures.
- Execute compliance monitoring and testing, implementing practical remediation solutions.
- Handle the consumer complaint program and review marketing materials for regulatory compliance.
Requirements
- Bachelor's degree or equivalent experience.
- At least 4 years of professional experience in financial services or a highly regulated field.
- 2-3 years of experience in fraud, risk management, compliance, or audit.
- Excellent written and oral communication skills.
- Must be authorized to work in the US (no visa sponsorship available).
Culture & Benefits
- Medical, dental, and vision premiums covered at 80% for employees and dependents.
- Unlimited PTO.
- 401(k) retirement plan.
- Parental leave.
- AD&D policy provided at no cost to employees.
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