General Counsel (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
General Counsel (Fintech): Leading legal strategy and overseeing corporate governance and regulatory matters for an AI-powered wealth management platform with an accent on FinTech regulations and scalable governance frameworks. Focus on navigating SEC and FINRA landscapes, managing corporate transactions, and ensuring legal alignment for AI-driven financial products.
Location: On-site in McLean, VA (Monday through Friday)
Company
is an AI-powered wealth management platform building an integrated system for investments, taxes, and estate planning.
What you will do
- Serve as the primary legal advisor to executive leadership and the Board of Directors on governance and risk.
- Build and lead the legal function, establishing scalable processes and frameworks to support growth.
- Oversee corporate legal matters including entity structure, board support, and record management.
- Provide legal guidance on financial services regulatory matters, specifically SEC and FINRA compliance.
- Collaborate with product and engineering teams to ensure AI financial products align with legal requirements.
- Lead legal support for corporate transactions, including fundraising and M&A activity.
Requirements
- JD from an accredited law school and active membership in at least one U.S. state bar.
- 12+ years of legal experience, including in-house roles at technology or FinTech companies.
- Experience with Registered Investment Adviser (RIA) and/or broker-dealer regulatory frameworks.
- Deep understanding of SEC and FINRA regulatory environments.
- Proven ability to negotiate complex commercial agreements and strategic partnerships.
- Must be based in or be able to work on-site in McLean, VA.
Culture & Benefits
- 100% employer-covered medical insurance for employees.
- 401(k) retirement savings program.
- Comprehensive parental leave and dedicated paid time off.
- On-site perks including lunch twice a week and a monthly fitness stipend.
- Equity with early exercise eligibility and annual performance-based compensation reviews.
- Full access to cutting-edge AI tools and a unique "Boomerang Program" for returning founders.
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