Supervision & Development Consultant (Finance)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Supervision & Development Consultant (Finance): Supervising and developing Financial Advisers to improve competence and regulatory compliance with an accent on risk management and client outcomes. Focus on managing adviser segmentation, conducting annual reviews, and embedding regulatory changes across the business.
Location: England; hybrid arrangement with required travel to advisers and regional offices (London, Edinburgh).
Company
is a long-standing savings and investments firm combining asset management and insurance expertise to provide long-term financial solutions.
What you will do
- Manage adviser segmentation and deliver annual reviews and targeted interventions.
- Build competence and capability among advisers to ensure high-quality client outcomes.
- Document all supervisory activities accurately within CRM systems and audit logs.
- Prioritize and mitigate risks for higher-risk advisers.
- Build and maintain strong relationships with Advisers and key stakeholders.
- Oversee adviser conduct to ensure alignment with professional, ethical, and regulatory standards.
Requirements
- Essential: Level 4 Diploma for Financial Advisers.
- Proven experience in financial services supervision or adviser oversight.
- Deep understanding of regulatory requirements, risk management, and compliance within wealth or financial advice.
- Ability to analyze data and KPI performance to identify trends.
- Strong stakeholder management and relationship-building capability.
- Must be located in the UK and available for occasional travel.
Nice to have
- Supervisory qualification.
Culture & Benefits
- Competitive pension scheme (18% total: 13% employer, 5% employee).
- 38 days of annual leave including bank holidays, with an option to purchase more.
- Comprehensive "Inspiring Families" policy with paid parental leave.
- Health & Protection cover including Private Healthcare, Critical Illness cover, and Life Assurance.
- Inclusive environment with employee-led networks and Disability Confident Leader status.
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