Fund Attorney - Assistant Vice President (Fintech)

TL;DR

Fund Attorney - Assistant Vice President (Fintech): Managing legal aspects of U.S. and Cayman private funds with an accent on compliance, regulatory issues, and fund structuring. Focus on negotiating private fund documents, drafting offering materials, and ensuring adherence to the Investment Company Act and FINRA regulations.

Location: Hybrid in New York, NY (Office Monday-Thursday, remote Friday)

Salary: $160,000 – $210,000

Company

Fintech platform specializing in alternative investments for wealth management.

What you will do

• Negotiate agreements with counterparties, including fund managers and distribution agents.
• Draft and review private fund offering materials, partnership agreements, and other fund legal documentation.
• Advise on legal implications for the offering of new and existing products and services.
• Coordinate with outside legal counsel on regulatory, corporate, and fund investment issues.
• Draft and review various contracts, non-disclosure agreements, and general legal documentation.
• Assist with regulatory filings and conduct necessary research projects.

Requirements

• 3+ years of fund formation experience within the Investment Management space.
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933, and FINRA regulations.
• Member in good standing of the Utah Bar or another state/jurisdiction.
• Law firm or in-house experience at an asset management firm is a plus.
• Strong interpersonal and leadership skills.
• Organized and detail-oriented with big-picture strategic capability.

Culture & Benefits

• Comprehensive package including base salary, equity for full-time employees, and an annual performance bonus.
• Employer-matched retirement plan.
• Subsidized healthcare with 100% employer-paid dental, vision, telemedicine, and virtual mental health counseling.
• Parental leave and unlimited paid time off (PTO).
• Flexible hybrid work arrangement with one remote day per week.