Staff Auditor II (Compliance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Staff Auditor II (Compliance): Leading risk-based audit engagements across wealth management, mortgage, and consumer compliance to ensure regulatory adherence and strengthen internal controls with an accent on evaluating policies and operational effectiveness. Focus on assessing regulatory, operational, and reputational risks and delivering value-added recommendations to strengthen governance.
Location: Tulsa, OK, US (Onsite)
Company
is a stable financial organization providing banking, wealth management, and investment services through various divisions.
What you will do
- Lead risk-based audits across wealth management and compliance areas, assessing business processes and controls.
- Manage multiple concurrent audit engagements, tailoring approaches to achieve objectives efficiently.
- Develop engagement objectives, risk assessments, test plans, budgets, and staffing plans.
- Review the work of other auditors to ensure quality, consistency, and adherence to professional standards.
- Partner with business leaders to present audit plans and results and support post-audit follow-up.
Requirements
- Bachelor's degree in Finance, Accounting, or a related discipline.
- 3 to 6 years of related auditing experience.
- In-depth knowledge of GAAP, GAAS, PCAOB, and Sarbanes-Oxley (SOX).
- Expertise in Consumer Compliance or Fiduciary and Securities regulations (e.g., ERISA, Investment Advisers Act).
- Strong ability to communicate verbal and written information effectively.
- Must be based in or able to work from Tulsa, OK.
Culture & Benefits
- Collaborative department of approximately 45 members across specialized teams.
- Culture rooted in inclusiveness, partnership, and open communication.
- Focus on flexibility and sustainable work-life balance.
- Excellent training and development opportunities to support long-term career growth.
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