Communications Compliance Senior Specialist (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Communications Compliance Senior Specialist (Fintech): Overseeing and advising on parent company and enterprise-level retail communications with an accent on ensuring alignment with regulatory standards (FTC, SEC, FINRA). Focus on guiding cross-functional teams through the creative process and implementing robust documentation practices for compliant public-facing content.
Location: Must be based in Menlo Park, CA; New York, NY; or Washington, DC with 3 days per week in-office attendance required.
Salary: $89,000–$135,000 USD (based on compensation zone).
Company
is a technology-driven financial platform with a mission to democratize finance for all.
What you will do
- Review and approve enterprise-level communications to ensure adherence to firm guidelines and regulatory laws.
- Provide early-stage compliance guidance to Marketing, PR, and Content teams during campaign development.
- Partner with internal legal counsel to integrate legal discipline into communication workflows.
- Draft and implement practical guidelines and documentation practices for internal stakeholders.
- Develop system improvements to enhance the quality, scalability, and impact of compliance oversight.
- Represent the Compliance team in staff meetings to provide strategic oversight on PR and marketing initiatives.
Requirements
- Bachelor’s degree or equivalent experience in a legal or compliance role within the financial services industry.
- 5+ years of experience in communications compliance or a related function.
- Knowledge of regulatory frameworks including FTC, SEC, FINRA, CFTC, and FCA.
- Ability to collaborate cross-functionally with Legal, Marketing, Content, and Engineering teams.
- Proven ability to manage multiple complex compliance projects independently.
- Strong written and verbal communication skills with a focus on providing clear, practical guidance.
Nice to have
- Project management skillset.
- Experience with compliance tools like Red Oak, Figma, or Tableau.
- Familiarity with AI-enabled business tools such as ChatGPT or Google Gemini in a professional context.
Culture & Benefits
- Comprehensive benefits including 100% paid health insurance for employees and 90% for dependents.
- Performance-driven compensation featuring equity ownership, bonuses, and 401(k) matching.
- Flexible lifestyle wallet for wellness and learning expenses.
- Generous time off policy including parental leave, company holidays, and sick time.
- Intentional in-office experience with catered meals and collaborative workspaces.
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