Director And Senior Counsel (Legal)
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Описание вакансии
TL;DR
Director and Senior Counsel (Legal): Leading the regulatory strategy and SEC rule-filing process for an innovative national securities exchange with an accent on complex market structure and governance. Focus on guiding the organization through the evolving securities regulatory landscape, managing filings, and ensuring high-level compliance.
Location: Must be based in the United States
Salary: $230,000–$290,000
Company
An SEC-registered national securities exchange founded by Eric Ries, dedicated to reimagining capital markets for sustainable, long-term growth.
What you will do
- Drive the end-to-end rule filing process, serving as the primary point of contact with the SEC.
- Research and interpret complex SEC and SRO rules and regulations to provide strategic guidance.
- Advise business and product teams on the interpretation of the Rulebook.
- Mentor junior attorneys and support exchange committee and Board materials preparation.
- Manage regulatory examinations, inquiries, and industry meeting attendance.
Requirements
- JD degree with minimum 5 years of experience at the SEC, an SRO, or a law firm covering exchange matters.
- Proven expertise in the 19b-4 filing process and rule drafting.
- Excellent communication skills for interaction with regulators, Board members, and cross-functional teams.
- Ability to thrive in a fast-paced start-up environment with creative problem-solving skills.
- Must be authorized to work in the United States.
Nice to have
- Previous experience in a start-up environment.
- Residency in the New York Tri-state area with preference for occasional in-office attendance in the Financial District.
Culture & Benefits
- Comprehensive medical, dental, vision, and EAP benefits with 100% employee cost sponsorship.
- Remote-first environment with flexible vacation policy.
- Generous family leave, including 4 months for new parents.
- Lifestyle Spending Accounts providing up to $2,000 annually for wellness and growth.
- Equity options, 401k program, and home-office stipend.
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