Mutual Fund Trader (Fintech)

Location: Tempe, United States; other locations include Fort Mill/Charlotte.

Salary: $29.71–$49.52 per hour.

Company

hirify.global is a U.S. wealth management firm supporting financial advisors, financial institutions, investment solutions, fintech tools, and practice management services.

What you will do

• Support advisors, clients, and internal business partners with trading inquiries, including order placement, research, corrections, and systems troubleshooting.
• Provide knowledge sharing, escalation support, and problem resolution for internal employees.
• Build relationships with LPL departments, third-party vendors, transfer agents, and mutual fund sponsors to resolve escalations, improve processing, mitigate risk, and prevent compliance violations.
• Identify risks, analyze procedures, address procedural gaps, and determine when technology incidents require escalation.
• Coordinate with internal teams, sponsors, and transfer agents to resolve trade-related pain points and improve operational efficiency.
• Analyze complex situations, identify root causes, and develop economical solutions that improve advisor and client outcomes.

Requirements

• 3+ years of financial services experience, preferably in trading.
• Series 7 and Series 63 or 66 are required.
• Registration in all U.S. states and territories is required upon hire.
• Proficiency with standard computer software and the ability to follow audible troubleshooting instructions.
• MS Office skills, attention to detail, analytical and communication skills.
• Ability to collaborate across departments, work independently and in a group, and perform in a fast-paced, deadline-driven environment.

Nice to have

• Knowledge of mutual fund, UIT, and precious metals markets.
• Knowledge of trading regulations and requirements.
• General knowledge of equities and bond markets.
• Experience with Beta, Morningstar, Siebel, or ClientWorks.
• Series 24 certification.
• Knowledge of VBA macros.

Culture & Benefits

• Collaborative, team-oriented, fast-paced environment focused on exceptional client experiences.
• Culture emphasizing integrity, creativity, continuous improvement, and teamwork.
• 401(k) matching, health benefits, employee stock options, paid time off, and volunteer time off.
• Support for professional contribution and client-focused financial services.

Hiring process

• Applicants should communicate with LPL only through an @lplfinancial.com email address.
• LPL does not conduct interviews online or in chatroom forums and does not request payment or bank or credit card information during interviews.