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7 дней назад

Associate General Counsel - Personal Wealth Products (AI)

183 600 - 266 250$
Формат работы
remote (только USA)
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Associate General Counsel - Personal Wealth Products (AI): Advising on the design, development, launch, and distribution of personal wealth products with an accent on SEC, FINRA, ERISA, fiduciary, conflicts, and disclosure requirements. Focus on shaping AI and data-driven wealth solutions, product governance, regulatory filings, and practical guidance across product, compliance, risk, and business teams.

Location: Remote - Nationwide, United States. Applicants must be authorized to work for any employer in the U.S.; visa sponsorship is not available.

Base salary: $183,600–$266,250 per year, with eligibility for a bonus program.

Company

hirify.global provides retirement and personal wealth products and services designed to improve financial outcomes for millions of customers.

What you will do

  • Serve as lead counsel for the Personal Wealth product organization and advise on product design, development, implementation, and distribution.
  • Partner with product, compliance, risk, business, and legal leaders from concept through launch.
  • Advise on direct-to-consumer and advisor-led product structures and distribution channels.
  • Navigate the Investment Advisers Act, Exchange Act, SEC and FINRA rules, ERISA/DOL fiduciary standards, and state regulations.
  • Guide fiduciary obligations, Regulation Best Interest, conflicts management, disclosures, product governance, filings, and client-facing materials.
  • Advise on responsible AI and data-driven technologies, fintech partnerships, emerging wealth products, and regulatory developments.

Requirements

  • J.D. and active bar membership.
  • 15+ years of experience advising retail wealth management businesses, including an RIA, broker-dealer, or hybrid organization.
  • Deep knowledge of SEC, FINRA, state regulatory, fiduciary, disclosure, and conflicts-of-interest frameworks.
  • Experience supporting product strategy, development, and launch in a fast-paced or technology-enabled environment.
  • Strong judgment, executive presence, and ability to communicate practical legal guidance to senior stakeholders.
  • U.S. work authorization is required; employment visa sponsorship, including CPT/OPT sponsorship, is not available.

Nice to have

  • Experience with integrated retirement and wealth providers, asset managers, RIAs, broker-dealers, fintech platforms, or scaled financial services firms.
  • Experience with direct indexing, alternatives, retirement income strategies, digital platforms, personalization, or fintech partnerships.
  • Experience with product governance committees, regulatory examinations, cryptocurrencies, stablecoins, or prediction markets.

Culture & Benefits

  • Flexible work environment with emphasis on collaboration, transparency, shared ownership, and work-life balance.
  • Medical, dental, vision, and life insurance.
  • 401(k) plan with company matching contributions of up to 6% and financial advisory services.
  • Tuition reimbursement up to $5,250 per year.
  • Paid time off, company holidays, floating holidays, volunteer time, parental leave, disability benefits, and FMLA programs.
  • Inclusive Business Resource Groups and opportunities for community volunteering.

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