1 день назад
Associate General Counsel, Litigation (Fintech)
139 000 - 243 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Associate General Counsel, Litigation (Fintech): Representing Nasdaq in SEC administrative proceedings and appeals involving listing and delisting determinations with an accent on complex briefing, regulatory filings, and securities-law matters. Focus on drafting motions and briefs, coordinating evidence and witnesses, advising senior management, and monitoring SEC enforcement and listing-law developments.
Location: Washington, D.C. or New York, United States; hybrid work with at least 3 days per week in-office
Base salary: $139,000–$243,000 per year, plus potential annual bonus/commission, equity, and benefits.
Company
operates a multinational financial technology business with a legal department advising management on legal and regulatory matters.
What you will do
- Represent in SEC administrative proceedings and appeals from listing and delisting determinations.
- Handle proceedings before the Hearings Panel, the Listing and Hearing Review Council, and the SEC.
- Draft and review briefs, motions, rule filings, and other documents related to administrative proceedings and appeals.
- Coordinate with listing qualifications, hearings, business, and compliance teams to develop positions, gather evidence, and prepare witnesses.
- Brief directors and senior management on litigation, regulatory investigations, and legal developments affecting the business.
- Assist outside counsel before oral arguments and court appearances, and occasionally appear for in relevant proceedings.
Requirements
- 2–5 years of relevant experience in litigation, regulatory enforcement, administrative proceedings, or securities law at a top-tier law firm, global financial or technology corporation, or government agency.
- Substantive experience with SEC administrative proceedings or complex commercial litigation, particularly drafting briefs.
- Experience conducting or responding to inquiries from federal financial regulators.
- J.D. or LL.M. from a top-ranked U.S. law school or foreign equivalent.
- Admission and good standing with one or more U.S. state bars required.
- Strong written and verbal communication, judgment, professionalism, attention to detail, and ability to work independently and in project teams.
Nice to have
- Experience with exchange or self-regulatory organization listing standards, delisting procedures, or rulemaking.
- Experience with SEC practice, administrative law, or exchange/SRO matters.
Culture & Benefits
- Hybrid home/office schedule with a fast-paced business environment.
- 401(k) program with a 6% employer match and employee stock purchase program with a 15% discount.
- Medical, dental, and vision coverage, health spending account contributions, life and disability plans, and paid time off.
- Paid parental leave, fertility benefits, bereavement leave, and mental-wellbeing flex days.
- Education assistance, job-skills training, professional development opportunities, volunteer days, and employee resource groups.
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