5 дней назад
Compliance Lead (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Lead (Fintech): Managing risk-based compliance reviews, regulatory change, and CBUAE engagement for a UAE-regulated financial platform with an accent on consumer protection, conduct risk, and regulatory reporting. Focus on conducting inspections, coordinating remediation, interpreting new requirements, and preparing submissions for the CBUAE.
Location: Dubai, United Arab Emirates
Company
is a fintech platform serving customers and merchants across Saudi Arabia and the GCC, providing financial solutions across retail, travel, education, healthcare, and other sectors.
What you will do
- Support the Head of Compliance in managing and implementing the annual Compliance Programme.
- Conduct risk-based compliance reviews, monitoring activities, thematic reviews, inspections, control testing, and gap assessments across departments.
- Assess compliance with CBUAE regulations, Consumer Protection Standards, market conduct requirements, product governance obligations, and customer communication rules.
- Manage regulatory change, maintain the CBUAE Regulatory Notice Register, and coordinate implementation of new or amended requirements.
- Support CBUAE inspections, examinations, RFIs, regulatory meetings, submissions, reporting, and remediation tracking.
- Advise business teams, support compliance training, escalate material risks, and report programme progress and findings to senior management and Board committees.
Requirements
- 5–8 years of regulatory compliance experience in a regulated financial institution, fintech, finance company, bank, payment service provider, or similar environment.
- Previous experience with a CBUAE-regulated organisation and direct engagement with the CBUAE is required.
- Experience supporting regulatory engagements, RFIs, inspections, supervisory reviews, remediation activities, and regulatory reporting systems.
- Working knowledge of CBUAE Consumer Protection Standards, conduct risk, compliance monitoring, and regulatory change management.
- Bachelor’s degree in law, finance, business, or a related field.
- Strong report-writing, regulatory interpretation, analytical, stakeholder-management, and organisational skills.
Nice to have
- Compliance-related certification such as CAMS or ICA.
- Fluency in Arabic.
Culture & Benefits
- Work within a regulated fintech serving customers and partner merchants across the GCC.
- Collaborate with business, operational, senior management, and Board stakeholders.
- Operate in a role focused on trusted financial solutions, customer protection, and regulatory integrity.
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