Compliance, Asset Management Compliance, Associate, London

Location: London, Greater London, England, United Kingdom

Company

hirify.global is a global financial services firm providing investment banking, securities, and asset management services to corporations, financial institutions, governments, and high-net-worth individuals.

What you will do

• Review and approve financial promotions for hirify.global Asset Management.
• Provide compliance advisory support for sales and marketing activities.
• Conduct forensic and surveillance reviews, document findings, and escalate issues.
• Support regulatory identification, implementation projects, and strategic initiatives.
• Develop and update compliance policies, procedures, and policy reminders.
• Prepare and deliver compliance training and assist with regulatory inquiries and investigations.

Requirements

• At least 2 years of experience in marketing compliance.
• Interest in financial markets, asset management, and conduct risk management.
• Strong analytical, organizational, research, and fact-gathering skills.
• Ability to summarize, communicate, and defend compliance positions effectively.
• Proactive, collaborative approach with strong interpersonal and communication skills.
• Ability to learn quickly and work effectively under pressure.

Culture & Benefits

• Work within an independent compliance control function and a firmwide compliance risk management program.
• Collaborate with colleagues from legal, sales, trading, accounting, and other professional backgrounds.
• Access training and development opportunities and firmwide professional networks.
• Benefits include wellness, personal finance, mindfulness, and workplace inclusion programs.