2 дня назад
Compliance Associate
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Associate (Financial Services): Supporting the Chief Compliance Officer and Compliance team in managing the regulatory risk framework across Market Abuse Regulation, MiFID, conduct, and reputational risk, with an accent on regulatory advice, policy alignment, and compliance training. Focus on assessing and mitigating regulatory risks, developing control frameworks and policies, and producing management information and senior-level reporting.
Location: Frankfurt, Germany; hybrid working model with some days onsite
Company
Corporate & Investment Banking supports complex corporate and institutional clients through customized wholesale banking services and products.
What you will do
- Support the Chief Compliance Officer and Compliance team in managing the regulatory risk framework.
- Provide advice and recommendations on complex regulatory risk escalations involving clients, products, and transactions.
- Ensure policies and guidance align with global documents and current legal and regulatory requirements.
- Guide and train first-line teams on implementing policies and standards, and deliver compliance awareness programmes.
- Recommend and implement actions to mitigate regulatory risks and support regulatory risk assessments.
- Contribute as a subject matter expert to change management, policy development, management information, and senior management reporting.
Requirements
- Previous experience in regulatory or business-line compliance within financial services or a comparable large corporate organization.
- In-depth knowledge of Market Abuse Regulation (MAR), MiFID II, and WpHG, with the ability to apply them in daily work.
- Knowledge of regulatory risks and their management in wholesale, corporate, and investment banking.
- Experience using systems and software to analyze data.
- Excellent critical thinking, analytical, problem-solving, communication, organization, and prioritization skills.
- English and German required.
Nice to have
- Experience developing policies and implementing or overseeing control frameworks.
- Degree in a relevant subject.
- External qualification in compliance.
- Knowledge of wholesale, corporate, and investment banking products.
Culture & Benefits
- Hybrid work with flexible hours.
- Global career opportunities and broad career paths.
- Access to professional development courses through Open Academy.
- Competitive salary with performance-based bonuses.
- Preferential banking terms, special loan interest rates, life insurance, and a global wellness programme.
- Inclusive and accessible application process with equal-opportunity principles.
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