6 дней назад
Assistant Manager CIB Compliance Advisory
44 901 - 58 970GBP
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Assistant Manager CIB Compliance Advisory (Financial Services): Providing risk-based compliance advice, challenge, and oversight across corporate and institutional banking products, clients, transactions, and regulatory matters with an accent on management information, regulatory interpretation, and control effectiveness. Focus on synthesising compliance themes for senior stakeholders, conducting thematic reviews and risk assessments, and managing incidents and breaches within the Conduct & Compliance Risk Management Framework.
Location: London, Bristol or Edinburgh, United Kingdom; hybrid working with at least two days per week or 40% of working time in a Risk Hub
Salary: £44,901–£58,970 per year, dependent on location
Company
is a major UK banking group investing in people, data and technology to serve millions of customers.
What you will do
- Provide practical, risk-based Conduct and Compliance advice, challenge and oversight to Corporate and Institutional Banking stakeholders.
- Produce and interpret management information on risk appetite, compliance indicators, incidents, breaches, issues and actions.
- Analyse information from multiple sources and present compliance themes, insights and recommendations to senior stakeholders and governance committees.
- Research regulatory requirements and respond to compliance queries concerning products, clients, transactions, processes and change initiatives.
- Support thematic reviews, policy implementation, risk assessments and evaluations of key control design and effectiveness.
- Assist with managing actions arising from Conduct and Compliance incidents and breaches following Risk and Control Self-Assessments.
Requirements
- Experience in a Compliance Advisory role within the financial services industry is desirable.
- Strong organisation, planning and coordination skills, with the ability to manage workload and deliver team objectives.
- Problem-solving skills and the ability to absorb information from multiple sources and develop relevant conclusions and recommendations.
- Relationship-building and collaboration skills.
- Awareness of regulatory topics such as Artificial Intelligence and Generative AI, ring-fencing requirements, conflicts of interest, market abuse, payments and Consumer Duty.
- Experience supporting the delivery of a risk oversight plan is helpful.
Culture & Benefits
- Hybrid working with flexibility in office attendance, location and working patterns where reasonable adjustments are required.
- Pension contribution of up to 15%.
- Annual performance-related bonus and share schemes including free shares.
- 28 days of annual leave plus bank holidays.
- Wellbeing initiatives, adaptable lifestyle benefits and generous parental leave policies.
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