6 дней назад
Investment Compliance Analyst (Investment Management)
90 000 - 180 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Investment Compliance Analyst (Investment Management): Supporting investment teams by monitoring transactions and holdings against client guidelines and regulatory requirements with an accent on pre-trade controls, post-trade exception resolution, and guideline system maintenance. Focus on evaluating Investment Management Agreements, configuring Sentinel monitoring rules, and coordinating compliance activities across investment and operations teams.
Location: Boston, MA, United States; hybrid schedule with four days per week in the office and one day working remotely
Salary: USD 90,000–180,000 per year
Company
is an independent investment management firm serving institutional clients and mutual fund sponsors in more than 60 countries through proprietary research and global investment solutions.
What you will do
- Support investment teams in ensuring transactions and holdings comply with client guidelines and regulatory requirements.
- Review Investment Management Agreements and evaluate client investment guidelines.
- Maintain the Sentinel guideline monitoring system.
- Provide real-time pre-trade support to investors and resolve post-trade exceptions.
- Collaborate with Guideline Monitoring Analysts, Global Relationship Teams, Product Management, and Portfolio Management.
- Build a detailed understanding of investment strategies, client guidelines, and regulatory requirements.
Requirements
- Working knowledge of equity, fixed income, and derivative securities.
- Strong organizational, interpersonal, written, and verbal communication skills.
- Ability to manage competing priorities and work independently and collaboratively.
- Excellent attention to detail, results orientation, and awareness of controls.
- Strong computer and digital literacy, particularly with Microsoft Word, Excel, and similar applications.
Nice to have
- Experience in guideline monitoring, investment operations, or investment compliance.
- Understanding of different regulatory regimes.
Culture & Benefits
- Collaborative and inclusive environment within a private partnership.
- Flexible hybrid work arrangement with one remote day per week.
- Retirement plan, health, dental, vision, pharmacy, HSA, and FSA coverage.
- Life and disability insurance, employee assistance, adoption assistance, and backup childcare.
- Tuition and CFA reimbursement, paid holidays, sick and vacation time, and other paid leave.
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