7 дней назад
Compliance, Global Banking & Markets - Public Compliance, Analyst - London
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance, Global Banking & Markets - Public Compliance, Analyst - London (Financial Services/Regulatory Compliance): Providing real-time compliance counsel and developing controls for FICC business units focused on Credit and Mortgages, with an accent on regulatory interpretation, transaction reviews, and electronic trading initiatives. Focus on investigating compliance risks, reviewing algorithms and strategic materials, coordinating regulatory responses, and managing complex stakeholder interactions on a trading floor.
Location: London, United Kingdom; office-based trading floor role
Company
is a global investment banking, securities and investment management firm headquartered in New York with offices worldwide.
What you will do
- Provide real-time compliance counsel to Fixed Income, Currencies and Commodities businesses, primarily covering Credit and Mortgages.
- Advise on regulatory and policy matters involving transactions, new products and business initiatives.
- Interpret and implement new regulations, and develop and deliver compliance training.
- Design and deploy second-line controls, while supporting first-line control development.
- Review algorithms, electronic business initiatives, marketing materials and committee memoranda.
- Coordinate investigations, audits, forensic reviews and regulatory responses with internal departments, regulators and exchange or MTF operators.
Requirements
- Analyst or Associate-level experience with strong analytical, technical, problem-solving and judgment skills.
- Ability to process complex information, identify key points and present findings clearly to senior stakeholders.
- Strong written, verbal and presentation skills, with the ability to build relationships across functions and seniority levels.
- Demonstrable interest in financial services and trading-floor compliance, with the ability to manage multiple priorities in a fast-paced environment.
- Degree-level education or equivalent experience; professional qualifications such as CA, CFA, Solicitor or Bar exams are advantageous.
- Ability to learn and use technical systems for forensic reviews; coding knowledge and awareness of EU and US regulations are advantageous.
Nice to have
- Trading-floor compliance experience at a Tier 1 firm or in sophisticated algorithmic, electronic, financing or trading businesses.
- French and/or German language skills.
- Knowledge of regulations including MiFID II, MAR, Benchmarks, Dodd-Frank, FMSB Standards, EMIR and CFTC or SEC requirements.
Culture & Benefits
- International, diverse and inclusive working environment.
- Training and professional development opportunities.
- Firmwide employee networks, wellness resources and personal finance programs.
- Reasonable accommodations are available during the recruiting process for candidates with disabilities or special needs.
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