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4 дня назад

Compliance Officer - Vice President

Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
Singapore
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance Officer - Vice President (Financial Services): Supporting regulatory compliance, corporate governance, and risk controls for regulated entities and investment vehicles across APAC with an accent on MAS requirements, AML/KYC, regulatory filings, and compliance monitoring. Focus on advising senior management, developing compliance training, managing cross-border regulatory matters, and improving controls through the responsible use of AI and other technology.

Location: Singapore, APAC; office-based Monday through Thursday with remote work available on Friday

Company

Global financial services firm operating regulated entities and investment vehicles across APAC.

What you will do

  • Support the compliance strategy for sustainable business growth across APAC.
  • Monitor regulatory developments and provide practical advice to senior management and business colleagues.
  • Manage regulatory filings, corporate governance, recordkeeping, and compliance requirements for APAC regulated entities and investment vehicles.
  • Develop compliance training, maintain training records, and act as an internal compliance knowledge center.
  • Conduct risk-based compliance monitoring and testing, support issue remediation, and improve compliance processes and controls.
  • Advise on licensing, AML/KYC, staff compliance, cross-border distribution, and other regulatory matters while working with regulators and external stakeholders.

Requirements

  • At least five years of experience in compliance, regulatory affairs, business controls, audit, accountancy, operations, or compliance consulting within financial services.
  • Practical Singapore compliance experience, including regulatory filings, AML/KYC, compliance monitoring, and personal compliance.
  • Strong knowledge of MAS requirements for capital markets services licence holders, including dealing in securities and funds management.
  • Experience developing and delivering compliance training.
  • Excellent written and spoken English, sound judgement, strong attention to detail, and the ability to manage competing priorities.
  • Collaborative, proactive, and adaptable approach in a fast-paced environment.

Nice to have

  • Knowledge of private markets, investment funds, or fund distribution.
  • Knowledge of regulatory environments and cross-border requirements in Hong Kong, Japan, and Australia.

Culture & Benefits

  • Hybrid schedule with office attendance Monday through Thursday and remote work on Friday.
  • Collaboration with regulatory and compliance professionals based in Singapore, Hong Kong, and Tokyo.
  • Opportunity to work with senior management, regulators, business teams, and external stakeholders across APAC.
  • Equal employment opportunity and affirmative action employer.

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