4 дня назад
Compliance Officer - Vice President
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Officer - Vice President (Financial Services): Supporting regulatory compliance, corporate governance, and risk controls for regulated entities and investment vehicles across APAC with an accent on MAS requirements, AML/KYC, regulatory filings, and compliance monitoring. Focus on advising senior management, developing compliance training, managing cross-border regulatory matters, and improving controls through the responsible use of AI and other technology.
Location: Singapore, APAC; office-based Monday through Thursday with remote work available on Friday
Company
Global financial services firm operating regulated entities and investment vehicles across APAC.
What you will do
- Support the compliance strategy for sustainable business growth across APAC.
- Monitor regulatory developments and provide practical advice to senior management and business colleagues.
- Manage regulatory filings, corporate governance, recordkeeping, and compliance requirements for APAC regulated entities and investment vehicles.
- Develop compliance training, maintain training records, and act as an internal compliance knowledge center.
- Conduct risk-based compliance monitoring and testing, support issue remediation, and improve compliance processes and controls.
- Advise on licensing, AML/KYC, staff compliance, cross-border distribution, and other regulatory matters while working with regulators and external stakeholders.
Requirements
- At least five years of experience in compliance, regulatory affairs, business controls, audit, accountancy, operations, or compliance consulting within financial services.
- Practical Singapore compliance experience, including regulatory filings, AML/KYC, compliance monitoring, and personal compliance.
- Strong knowledge of MAS requirements for capital markets services licence holders, including dealing in securities and funds management.
- Experience developing and delivering compliance training.
- Excellent written and spoken English, sound judgement, strong attention to detail, and the ability to manage competing priorities.
- Collaborative, proactive, and adaptable approach in a fast-paced environment.
Nice to have
- Knowledge of private markets, investment funds, or fund distribution.
- Knowledge of regulatory environments and cross-border requirements in Hong Kong, Japan, and Australia.
Culture & Benefits
- Hybrid schedule with office attendance Monday through Thursday and remote work on Friday.
- Collaboration with regulatory and compliance professionals based in Singapore, Hong Kong, and Tokyo.
- Opportunity to work with senior management, regulators, business teams, and external stakeholders across APAC.
- Equal employment opportunity and affirmative action employer.
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