5 дней назад
Senior Legal Counsel (Financial Services)
115 000 - 120 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Legal Counsel (Financial Services): Reviewing advertising, marketing, communications, and training materials for compliance with financial services, securities, insurance, and communications regulations with an accent on FINRA, SEC, FTC, FCC, and state-law requirements. Focus on interpreting legislation, advising business units, developing legal strategies, and communicating regulatory guidance in clear language.
Location: Hybrid role requiring onsite work in the Duluth, Georgia office and remote work multiple days each week. Not eligible for visa sponsorship now or in the future.
Salary: $115,000–$120,000, depending on experience.
Company
provides financial services and operates a Legal Department supporting business units and the sales force.
What you will do
- Review advertising, training materials, communications, correspondence, and corporate documents for legal and brand compliance.
- Advise on disclosure requirements and marketing content for broker-dealer and investment advisor activities.
- Support compliance with FINRA, SEC, state securities and insurance laws, FTC and FCC rules, Do Not Call requirements, and CAN-SPAM.
- Research legislation, regulations, and legal risks, then communicate practical guidance to business units and the Legal Department.
- Develop proactive and defensive legal strategies and help business units understand applicable laws, regulations, policies, and procedures.
- Provide clear legal advice based on the company’s business operations and evolving regulatory environment.
Requirements
- Juris Doctor degree from a recognized law school and current membership in good standing with a state bar or relevant law society.
- 2–5 years of experience as Legal Counsel in a business environment.
- Strong knowledge of corporate law, legal procedures, financial services regulations, customer fair-treatment principles, and privacy requirements.
- Ability to analyze legal and business information, develop legal strategies, exercise sound judgment, and maintain high professional ethics.
- Excellent communication skills and a self-starting approach to researching and explaining legal requirements.
- FINRA Series SIE, 6, 26, and 63 licenses are required, or must be obtained within 120 days of hire.
Culture & Benefits
- Health, dental, and vision insurance available from day one.
- 401(k) plan with an employer match.
- Vacation, sick, holiday, and volunteer time off.
- Life and disability insurance, plus FSA and HSA options.
- Professional development, tuition reimbursement, and company-sponsored social and philanthropy events.
- Inclusive workplace focused on diversity, respect, and equal employment opportunity.
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