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5 дней назад

Senior Legal Counsel (Financial Services)

115 000 - 120 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Senior Legal Counsel (Financial Services): Reviewing advertising, marketing, communications, and training materials for compliance with financial services, securities, insurance, and communications regulations with an accent on FINRA, SEC, FTC, FCC, and state-law requirements. Focus on interpreting legislation, advising business units, developing legal strategies, and communicating regulatory guidance in clear language.

Location: Hybrid role requiring onsite work in the Duluth, Georgia office and remote work multiple days each week. Not eligible for visa sponsorship now or in the future.

Salary: $115,000–$120,000, depending on experience.

Company

hirify.global provides financial services and operates a Legal Department supporting business units and the sales force.

What you will do

  • Review advertising, training materials, communications, correspondence, and corporate documents for legal and brand compliance.
  • Advise on disclosure requirements and marketing content for broker-dealer and investment advisor activities.
  • Support compliance with FINRA, SEC, state securities and insurance laws, FTC and FCC rules, Do Not Call requirements, and CAN-SPAM.
  • Research legislation, regulations, and legal risks, then communicate practical guidance to business units and the Legal Department.
  • Develop proactive and defensive legal strategies and help business units understand applicable laws, regulations, policies, and procedures.
  • Provide clear legal advice based on the company’s business operations and evolving regulatory environment.

Requirements

  • Juris Doctor degree from a recognized law school and current membership in good standing with a state bar or relevant law society.
  • 2–5 years of experience as Legal Counsel in a business environment.
  • Strong knowledge of corporate law, legal procedures, financial services regulations, customer fair-treatment principles, and privacy requirements.
  • Ability to analyze legal and business information, develop legal strategies, exercise sound judgment, and maintain high professional ethics.
  • Excellent communication skills and a self-starting approach to researching and explaining legal requirements.
  • FINRA Series SIE, 6, 26, and 63 licenses are required, or must be obtained within 120 days of hire.

Culture & Benefits

  • Health, dental, and vision insurance available from day one.
  • 401(k) plan with an employer match.
  • Vacation, sick, holiday, and volunteer time off.
  • Life and disability insurance, plus FSA and HSA options.
  • Professional development, tuition reimbursement, and company-sponsored social and philanthropy events.
  • Inclusive workplace focused on diversity, respect, and equal employment opportunity.

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