8 дней назад
Trading Manager (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Trading Manager (Fintech): Running daily trade desk operations across equities, options, and fixed income with an accent on order execution, trade lifecycle controls, and credit risk support. Focus on resolving breaks and corrections, supporting regulatory workflows, partnering with Product and Engineering on scalable trading capabilities, and piloting AI-driven automation.
Location: Dallas, TX, United States; onsite role
Company
is building an AI platform for wealth professionals and partnering with financial advisors to improve the accessibility and quality of financial advice.
What you will do
- Run daily trade desk operations across equities, options, and fixed income, monitoring order flow, routing, executions, and market events.
- Review risk-sensitive orders, manage not-held orders through algorithmic strategies or RFQ, and resolve execution anomalies.
- Process fixed income orders across treasuries, municipals, corporates, and brokered CDs, including pricing, availability, and settlement exceptions.
- Support Credit Risk with margin-call liquidations, buying-power questions, and PDT, Good Faith, and Freeride restrictions.
- Research and resolve trade breaks, cancels, rebills, corrections, trade errors, and handoffs across desk, clearing, and settlement workflows.
- Partner with Product and Engineering to build scalable trading workflows and pilot AI and automation for break triage, exception handling, and advisor responses.
Requirements
- 5+ years of experience on a trading desk, in trading operations, or in execution services at a broker-dealer or custodian.
- Hands-on experience with equity and options order handling, routing, trade support, trade breaks, corrections, and error accounts.
- Working knowledge of fixed income order flow, bond market mechanics, margin calls, buying power, and liquidations.
- Experience with OMS and routing platforms such as Sterling, clearing platforms such as FIS Phase 3, and RFQ platforms.
- Strong Excel skills and comfort working with large trade datasets and internal tools.
- FINRA Series 7 and Series 63 are required; Series 57 is required or must be obtained within 90 days. Series 24, Series 4, and Series 52 are required or must be obtained as applicable.
Nice to have
- Experience with fixed income venues and data tools such as Tradeweb, MarketAxess, ICE Bonds, or Bloomberg.
- Experience supporting or mentoring others and interest in progressing toward people leadership.
Culture & Benefits
- Values include kindness, humility, ownership, healthy debate, and persistence through challenging situations.
- Premium healthcare, dental, and vision insurance plans, plus a 401(k) plan with a 4% match and immediate vesting.
- Sixteen weeks of paid parental leave after one year of employment.
- Professional development support, an employee mobility program, and an annual learning and development budget.
- One month of work-from-anywhere flexibility, with exceptions for some countries.
- Office locations include Culver City, San Francisco, and Dallas.
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