Regulatory Associate Investment Management (Investment Management)

Location: In office at 400 Park Avenue, New York, New York, US

Salary: $92,114–$156,880 per year, plus eligibility for bonus and/or commissions

Company

hirify.global is a financial services institution and a subsidiary of Royal Bank of Canada; RBC Rochdale provides investment research, portfolio management, macroeconomic outlook, and strategic asset allocation for high-net-worth clients.

What you will do

• Support regulatory governance for the Investment Management Group and the Chief Investment Officer.
• Identify, monitor, remediate, and mitigate regulatory, compliance, and operational risks.
• Implement programs, strategies, regulations, rules, and preventive or detective controls.
• Support committee governance, including agendas, minutes, issue tracking, RCSAs, and compliance risk assessments.
• Coordinate compliance, legal, internal audit, external audit, and regulatory examination activities.
• Prepare analyses, presentations, advocacy memos, correspondence, and materials for senior management.

Requirements

• Bachelor's degree or equivalent.
• 7+ years of project management experience.
• 7+ years of experience in or related to financial services.
• Knowledge of financial services, OCC 12 CFR 9, SEC Registered Investment Advisor 1940 Act requirements, and fiduciary standards, or the ability to learn them quickly.
• Strong analytical, stakeholder management, communication, prioritization, and cross-functional collaboration skills.
• Proficiency in Microsoft Excel and PowerPoint.

Nice to have

• JD, MBA, or another advanced degree.

Culture & Benefits

• Medical, dental, and vision coverage available from the first month following the start date.
• 401(k) company matching contribution.
• Tuition reimbursement and internal upskilling and training resources.
• Vacation, sick, and volunteer time.
• Health and family planning benefits, including fertility and specialized support programs.
• Career mobility support and colleague resource groups.