13 часов назад
Regulatory Change Assurance Specialist (Financial Services)
114 700 - 194 900$
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Regulatory Change Assurance Specialist (Financial Services): Leading regulatory change assurance reviews and managing the assurance program across a global financial services organization with an accent on risk-based assessments, regulatory compliance, and program governance. Focus on developing assurance methodologies, coordinating audit and regulatory responses, tracking remediation, and reporting emerging risks and thematic trends.
Location: Chicago, IL, United States. Applicants must be authorized to work in the U.S. without requiring employment-based visa sponsorship now or in the future.
Salary: $114,700–$194,900 USD annually, plus a discretionary bonus that may include an equity component.
Company
is a global financial services company providing wealth management, asset servicing, asset management, and banking services.
What you will do
- Lead regulatory change assurance reviews assessing the design and implementation of responses to new or amended laws, rules, and regulations.
- Manage multiple assurance projects from scoping and planning through execution, reporting, stakeholder engagement, and remediation verification.
- Serve as program manager for the Regulatory Change Assurance function, managing priorities, the assurance pipeline, resources, and project coordination.
- Develop and enhance assurance methodologies, workpaper templates, reporting standards, quality review procedures, training materials, and job aids.
- Coordinate regulatory, audit, and management responses, including issue closure packages, regulator deliverables, evidence requests, and supporting documentation.
- Produce management reporting on assurance coverage, observations, remediation, thematic trends, and emerging regulatory risks while driving continuous improvement.
Requirements
- Several years of assurance experience within the financial services industry, ideally in internal audit.
- Experience leading complex assurance, audit, compliance, or regulatory change initiatives from planning through closure.
- Strong program management skills covering prioritization, stakeholder management, resource planning, issue tracking, and executive reporting.
- Experience creating methodologies, procedures, templates, training materials, and operating models for assurance, risk, compliance, or audit functions.
- Ability to translate regulatory requirements into practical frameworks, processes, controls, and assurance activities.
- College or university degree, with auditing or systems experience in a financial institution or comparable public accounting experience preferred.
Nice to have
- Experience preparing regulatory examination responses, audit responses, remediation documentation, or issue closure packages.
- Experience identifying thematic issues, root causes, and process improvement opportunities across multiple reviews.
Culture & Benefits
- Flexible and collaborative work culture with accessible senior leaders and opportunities for internal mobility.
- Retirement benefits including a 401(k) and pension.
- Medical, dental, vision, spending accounts, disability, life, and accident insurance.
- Paid time off, parental and caregiver leave, and additional well-being benefits.
- Inclusive workplace with community and philanthropic engagement opportunities.
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