13 часов назад
Senior Specialist Regulatory Strategy & Readiness
72 200 - 101 975$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Specialist Regulatory Strategy & Readiness (Financial Services Compliance): Monitoring and analyzing regulatory developments while maintaining regulatory inventories, readiness materials, examination playbooks, and governance reporting with an accent on regulatory intelligence, examination readiness, and regulatory change management. Focus on interpreting complex regulatory requirements, preparing mock examinations, tracking remediation actions, and synthesizing risks for senior leadership.
Location: Remote - Nationwide within the United States. Applicants must be authorized to work for any U.S. employer; visa sponsorship, including CPT/OPT sponsorship, is not available.
Base salary: $72,200–$101,975 per year, plus potential bonus eligibility.
Company
provides financial services focused on helping customers achieve financial freedom.
What you will do
- Monitor and analyze regulatory developments from the SEC, FINRA, DOL, state regulators, and other authorities.
- Assess regulatory applicability, business impact, risk significance, urgency, and supervisory expectations.
- Support regulatory examinations, inquiries, mock examinations, readiness assessments, tabletop exercises, and thematic reviews.
- Prepare regulatory intelligence summaries, executive briefings, dashboards, metrics, and governance materials.
- Maintain regulatory inventories, examination playbooks, readiness checklists, issue logs, action plans, and remediation evidence.
- Coordinate cross-functional workplans, track deliverables, escalate emerging risks, and support regulatory strategy initiatives.
Requirements
- Bachelor’s degree in business, finance, law, risk, compliance, public policy, or a related field.
- At least 5 years of experience in financial services compliance, regulatory affairs, legal, risk management, audit, or a related discipline.
- Working knowledge of financial services regulatory frameworks and the ability to interpret complex regulatory materials.
- Strong research, analytical, writing, presentation, project management, organizational, and prioritization skills.
- Advanced proficiency with Microsoft Office and the ability to communicate findings to senior audiences.
- U.S. work authorization for any employer is required; employment visa sponsorship is unavailable.
Nice to have
- Experience with regulatory change management, workflow, dashboard, or data visualization tools.
- Experience supporting regulatory examinations, mock examinations, readiness assessments, or regulatory change programs.
- Background in broker-dealer, registered investment adviser, insurance, banking, or diversified financial services organizations.
- Experience preparing executive-level regulatory reporting and dashboards.
Culture & Benefits
- Flexible remote work environment with reliable high-speed wired internet and a suitable home workspace required.
- Medical, dental, vision, and life insurance.
- 401(k) plan with company matching contributions of up to 6% and financial advisory services.
- Tuition reimbursement of up to $5,250 per year.
- Paid time off, ten paid company holidays, three floating holidays, volunteer time, and paid leave programs.
- Inclusive Business Resource Groups and opportunities for community volunteering.
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