4 часа назад
Legal & Compliance - Japan Compliance, VP/SVP
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Legal & Compliance - Japan Compliance, VP/SVP (Japanese financial regulations): Advising Blackstone Japan’s business on compliance matters and managing marketing compliance, fund registrations, regulatory filings, and compliance documentation with an accent on Japanese regulatory requirements and cross-border coordination. Focus on conducting Japan-specific compliance reviews, responding to regulatory inquiries, supporting inspections, and maintaining policies across APAC and global offices.
Location: Tokyo, Japan
Company
is an alternative asset manager with investment strategies spanning real estate, private equity, credit, infrastructure, life sciences, growth equity, secondaries, and hedge funds.
What you will do
- Advise the Japan business on compliance matters and evolving regulatory requirements.
- Review and approve marketing materials for adherence to Japanese regulations.
- Support new initiatives with business units, APAC offices, and global teams.
- Conduct periodic compliance reviews under Japan-specific regulations.
- Manage fund registrations, regulatory filings, legal ledgers, compliance registers, and related documentation.
- Respond to regulatory inquiries, support inspections, deliver training, and maintain policies and procedures.
Requirements
- Bachelor’s degree or equivalent.
- At least 10 years of relevant experience in legal, compliance, or internal audit within a global securities firm, asset manager, or financial institution, including at least 7 years in compliance.
- Strong knowledge of Japanese financial regulations and compliance frameworks.
- Practical experience with marketing compliance, fund registration, and regulatory filings.
- Excellent written and verbal communication skills in Japanese and English.
- Strong judgment, integrity, organization, execution, collaboration, and attention to detail.
Nice to have
- JSDA Internal Administrator qualification.
Culture & Benefits
- Collaboration with APAC and global offices on cross-border compliance projects.
- Opportunities to support regulatory inspections, compliance training, and new business initiatives.
- Commitment to equal employment opportunities and reasonable accommodation during the application process.
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