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12 часов назад

Portfolio Compliance Analyst

Формат работы
hybrid
Тип работы
fulltime
Грейд
junior
Английский
b2
Страна
China
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Portfolio Compliance Analyst (Investment Compliance): Monitoring mutual funds and segregated client accounts through daily portfolio analysis and pre-trade screening with an accent on investment restrictions, regulatory requirements, and risk controls. Focus on resolving compliance alerts and post-trade exceptions, improving monitoring systems, supporting account onboarding, and coordinating with trading, portfolio management, operations, accounting, and technology teams.

Location: Hybrid role based in Hong Kong

Company

hirify.global is an asset manager serving clients through investment expertise, market insights, and global teams.

What you will do

  • Monitor mutual funds and segregated client accounts against regulatory requirements, fund documents, client guidelines, and company policies.
  • Perform pre-trade screening and resolve compliance alerts with traders and portfolio management teams.
  • Review post-trade exceptions, track violations, assess potential compliance issues, and escalate matters when required.
  • Respond to information requests and prepare certifications and reports for regulators and clients.
  • Evaluate and improve compliance controls, monitoring systems, and related processes.
  • Support account onboarding, interpretation of investment guidelines, compliance-rule testing, and project initiatives.

Requirements

  • Bachelor’s degree in Accounting, Finance, Business Administration, or an equivalent qualification.
  • 2–3 years of experience in investment management, preferably in investment compliance or restriction monitoring.
  • Understanding of applicable legislation, including the SFC Code on Unit Trusts and Mutual Funds and Mandatory Provident Fund Schemes regulations, is preferred.
  • Knowledge of multiple asset classes, strong analytical and problem-solving skills, attention to detail, and effective communication.
  • Ability to manage multiple tasks under tight deadlines and work independently with minimal supervision.
  • Proficiency in Microsoft Office.

Nice to have

  • CFA or FRM certification.
  • Ability to speak Mandarin and read Chinese.
  • Experience with Charles River, Aladdin, or other compliance systems.

Culture & Benefits

  • Inclusive, welcoming, and supportive working culture.
  • Opportunity to collaborate with globally diverse teams across the Asia region.
  • Cross-functional exposure to portfolio management, trading, investment risk, operations, fund accounting, and technology teams.

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