1 день назад
Senior European Regional Counsel, Regulatory Strategy & Advisory (Financial Services)
103 400 - 148 133GBP
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior European Regional Counsel, Regulatory Strategy & Advisory (Financial Services): Advising Morningstar’s European regulated businesses on regulatory strategy, compliance, investigations, examinations, and new business line development with an accent on FCA and UK/EU Benchmark Regulation requirements. Focus on negotiating with regulators, defending regulatory actions, drafting consultation responses, and building a high-performing regulatory legal team.
Location: London, UK; hybrid work with four days in-office each week in most locations
Base salary: GBP 103,400–148,133 per year; 20% annual bonus target
Company
is a global provider of independent investment research and operates regulated financial services businesses.
What you will do
- Advise European operations on regulatory strategy, risk, strategic initiatives, and new business line development.
- Support Compliance with regulatory responsibilities, internal investigations, policies, guidelines, and regulatory requirements.
- Act as a contact and negotiator with European regulatory bodies.
- Advise on defending and settling regulatory actions involving regulated businesses.
- Assist with regulatory examinations, investigations, registrations, and consultation submissions across EMEA.
- Develop and implement a training framework for a high-performing regulatory legal team.
Requirements
- Law degree and qualification to practice in England and Wales or another European Union member country.
- At least eight years of financial services or securities law experience in the UK or another European jurisdiction.
- Required experience in financial services compliance and regulatory matters.
- Substantive familiarity with the FCA Handbook and UK and EU Benchmark Regulation.
- Strong leadership, influencing, judgement, analytical, communication, drafting, and organizational skills.
- Ability to work independently, prioritize workflow, and meet deadlines.
Nice to have
- Structured finance transactional experience.
- In-house experience at a regulated entity.
- Investment adviser and asset management regulatory experience.
Culture & Benefits
- Hybrid work enables regular in-person collaboration with global colleagues.
- Additional benefits are available to support flexibility as needs change.
- Tools and resources are provided for meaningful collaboration across the global organization.
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