2 дня назад
Associate General Counsel - Neuberger Wealth (Excl US)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Associate General Counsel - Neuberger Wealth (Excl US) (Private Wealth Legal): Advising on legal, regulatory, and compliance matters for the non-U.S. private wealth business with an accent on client onboarding, product distribution, licensing, and cross-jurisdictional requirements. Focus on interpreting FCA, AIFMD, MiFID II, GDPR, and MAS frameworks, implementing regulatory change, and reviewing advisory agreements, marketing materials, and technology initiatives.
Location: London, hybrid. Applicants must already have the right to work in the United Kingdom without current or future sponsorship.
Company
is a private, independent, employee-owned investment manager founded in 1939, managing equity, fixed income, private equity, and hedge fund strategies for clients worldwide.
What you will do
- Advise the non-U.S. private wealth business on legal and regulatory matters, client relationships, onboarding, and account maintenance.
- Interpret and apply FCA, AIFMD, MiFID II, GDPR, MAS, and other relevant regulatory frameworks.
- Assess regulatory changes and coordinate practical implementation with U.S. legal, business, compliance, operations, risk, and regional teams.
- Advise on product and service distribution across non-U.S. markets, including local licensing, registration, and permissioning requirements.
- Draft and update advisory agreements and related retail client documentation, and advise on technology initiatives.
- Review commercial contracts, RFPs, marketing materials, and monitoring processes while helping reduce regulatory risk.
Requirements
- Qualified solicitor, barrister, or attorney admitted in England & Wales; overseas-qualified attorneys with equivalent experience may be considered.
- 5–8+ years of post-qualification experience in private wealth, asset management, or financial services law.
- Strong writing, reading, analytical, and critical-thinking skills, including the ability to identify legal and regulatory issues.
- Ability to work independently, manage changing priorities, meet deadlines, and maintain strong attention to detail.
- Excellent organization, time management, and communication skills, including communication with senior management.
- Must be authorized to work in the United Kingdom without current or future sponsorship.
Culture & Benefits
- Private, independent, employee-owned investment management structure.
- Culture centered on fundamental research, investment insight, continuous innovation, and collaboration.
- Access to an international organization with offices in 40 cities and more than 2,900 employees.
- Employees and their families invest alongside clients, aligning compensation and ownership with firm and team strategies.
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